{"abstract":null,"action":"Notice of application for an order under (i) section 6(c) of the Investment Company Act of 1940 (the ``Act'') for an exemption from sections 4(2) 14(a), 22(d), 24(d), and 26(a)(2)(C) of the Act an rule 22c-1 under the Act; (ii) sections 6(c) and 17(b) of the Act for an exemption from sections (17(a) (1) and (2) of the Act; and (iii) section 17(d) of the Act and rule 17d-1 under the Act to permit certain joint transactions.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/1999/02/02/99-2410.html","cfr_references":[],"citation":"64 FR 5082","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"the application was filed on August 19, 1998. Applicants have agreed to file an amendment during the notice period, the substance of which is reflected in this notice.","disposition_notes":null,"docket_ids":["Rel. No. IC-23668","812-11264"],"dockets":[],"document_number":"99-2410","effective_on":null,"end_page":5087,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":null,"html_url":"https://www.federalregister.gov/documents/1999/02/02/99-2410/nasdaq-100-trust-series-1-nasdaq-amex-investment-product-services-inc-and-alps-mutual-funds-services","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/99-2410?publication_date=1999-02-02","mods_url":"https://www.govinfo.gov/metadata/granule/FR-1999-02-02/99-2410/mods.xml","not_received_for_publication":null,"page_length":6,"page_views":{"count":10,"last_updated":"2026-04-04 18:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-1999-02-02/pdf/99-2410.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"1999-02-02","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/1999/02/02/99-2410.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-09-20T23:51:29Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":5082,"subtype":null,"title":"Nasdaq-100 Trust, Series 1, Nasdaq-Amex Investment Product Services, Inc., and Alps Mutual Funds Services, Inc.; Notice of Application","toc_doc":null,"toc_subject":null,"topics":[],"type":"Notice","volume":64}