{"abstract":"The Commission is making technical corrections to rules 204-1 and 202(a)(1)-1 under the Investment Advisers Act of 1940 (``Advisers Act''). Rule 204-1 was published Thursday, May 22, 1997 (62 FR 28112), under the Investment Advisers Act of 1940 (``Advisers Act''). Rule 204- 1 relates to the investment adviser application for registration with the Commission. Rule 202(a)(1)-1 was published on Wednesday, September 17, 1986 (51 FR 32906), under the Advisers Act. Rule 202(a)(1)-1 relates to certain transactions not deemed ``assignments'' for purposes of section 205 of the Advisers Act.","action":"Corrections to final regulations.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/1999/01/15/99-920.html","cfr_references":[{"chapter":null,"citation_url":null,"part":275,"title":17}],"citation":"64 FR 2566","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The rule corrections will become effective on January 15, 1999.","disposition_notes":null,"docket_ids":["Release No. IA-1780","File Nos. S7-31-96","S7-7-86"],"dockets":[],"document_number":"99-920","effective_on":"1999-01-15","end_page":2567,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":null,"html_url":"https://www.federalregister.gov/documents/1999/01/15/99-920/technical-amendments-under-the-investment-advisers-act-of-1940","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/99-920?publication_date=1999-01-15","mods_url":"https://www.govinfo.gov/metadata/granule/FR-1999-01-15/99-920/mods.xml","not_received_for_publication":null,"page_length":2,"page_views":{"count":200,"last_updated":"2026-10-23 22:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-1999-01-15/pdf/99-920.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"1999-01-15","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/1999/01/15/99-920.txt","regulation_id_number_info":{"3235-AH59":null},"regulation_id_numbers":["3235-AH59"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-09-20T23:04:07Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":2566,"subtype":null,"title":"Technical Amendments Under the Investment Advisers Act of 1940","toc_doc":null,"toc_subject":null,"topics":[],"type":"Rule","volume":64}