{"abstract":null,"action":"Temporary order and notice of application under section 9(c) of the Investment Company Act of 1940 (\"Act\").","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2004/11/03/E4-2990.html","cfr_references":[],"citation":"69 FR 64117","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The application was filed on November 26, 2003 and amended on October 28, 2004.","disposition_notes":null,"docket_ids":["Release No. IC-26645","File No. 812-13046"],"dockets":[],"document_number":"E4-2990","effective_on":null,"end_page":64118,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2004/11/03/E4-2990.xml","html_url":"https://www.federalregister.gov/documents/2004/11/03/E4-2990/asset-alliance-advisors-inc-et-al-notice-of-application-and-temporary-order","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/E4-2990?publication_date=2004-11-03","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2004-11-03/E4-2990/mods.xml","not_received_for_publication":null,"page_length":2,"page_views":{"count":21,"last_updated":"2026-04-04 18:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2004-11-03/pdf/E4-2990.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2004-11-03","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2004/11/03/E4-2990.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-11-12T14:07:55Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":64117,"subtype":null,"title":"Asset Alliance Advisors, Inc. et al.; Notice of Application and Temporary Order","toc_doc":"Asset Alliance Advisors, Inc., et al.","toc_subject":"Investment Company Act of 1940:","topics":[],"type":"Notice","volume":69}