{"abstract":"The Commodity Futures Trading Commission (\"Commission\" or \"CFTC\") has amended Commission Regulation 3.10 to require certain registered intermediaries, i.e., futures commission merchants (\"FCMs\"), introducing brokers (\"IBs\"), commodity pool operators (\"CPOs\"), commodity trading advisors (\"CTAs\") and leverage transaction merchants (\"LTMs\"), to complete an online annual review of their registration information maintained with the National Futures Association (\"NFA\"). This amendment is intended to ensure that NFA will have accurate and current information about such registrants. The Commission also has made a technical and conforming amendment to Commission Regulation 3.33(f) in order to remove an unnecessary reference to Regulation 3.10(d).","action":"Final rule.","agencies":[{"raw_name":"COMMODITY FUTURES TRADING COMMISSION","name":"Commodity Futures Trading Commission","id":77,"url":"https://www.federalregister.gov/agencies/commodity-futures-trading-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/77","parent_id":null,"slug":"commodity-futures-trading-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2007/07/02/E7-12767.html","cfr_references":[{"chapter":null,"citation_url":null,"part":3,"title":17}],"citation":"72 FR 35918","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"August 1, 2007.","disposition_notes":null,"docket_ids":[],"dockets":[],"document_number":"E7-12767","effective_on":null,"end_page":35920,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2007/07/02/E7-12767.xml","html_url":"https://www.federalregister.gov/documents/2007/07/02/E7-12767/registration-of-intermediaries","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/E7-12767?publication_date=2007-07-02","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2007-07-02/E7-12767/mods.xml","not_received_for_publication":null,"page_length":3,"page_views":{"count":79,"last_updated":"2026-04-04 18:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2007-07-02/pdf/E7-12767.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2007-07-02","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2007/07/02/E7-12767.txt","regulation_id_number_info":{"3038-AC37":null},"regulation_id_numbers":["3038-AC37"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2011-11-12T22:05:55Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":35918,"subtype":null,"title":"Registration of Intermediaries","toc_doc":"Intermediaries registration; online annual review requirement","toc_subject":"Commodity Exchange Act:","topics":["Administrative practice and procedure","Brokers","Commodity futures","Reporting and recordkeeping requirements"],"type":"Rule","volume":72}