{"abstract":"In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission (\"Commission\" or \"SEC\") gives notice of a proposed Privacy Act system of records: \"Ethics Conduct Rules Files (SEC-60).\" This system will contain information related to applicable SEC Ethics Conduct Rules (currently found at 17 CFR Part 200 Subpart M), including outside employment and activities, and covered securities transactions, securities holdings and securities accounts.","action":"Notice to establish a system of records.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2009/09/08/E9-21444.html","cfr_references":[],"citation":"74 FR 46254","comment_url":null,"comments_close_on":"2009-10-08","correction_of":null,"corrections":[],"dates":"The proposed system will become effective October 13, 2009, unless further notice is given. The Commission will publish a new notice if the effective date is delayed to review comments or if changes are made based on comments received. To be assured of consideration, comments should be received on or before October 8, 2009.","disposition_notes":null,"docket_ids":["Release No. PA-40","File No. S7-19-09"],"dockets":[],"document_number":"E9-21444","effective_on":"2009-10-13","end_page":46256,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2009/09/08/E9-21444.xml","html_url":"https://www.federalregister.gov/documents/2009/09/08/E9-21444/privacy-act-of-1974-establishment-of-a-system-of-records","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/E9-21444?publication_date=2009-09-08","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2009-09-08/E9-21444/mods.xml","not_received_for_publication":null,"page_length":3,"page_views":{"count":333,"last_updated":"2026-06-24 00:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2009-09-08/pdf/E9-21444.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2009-09-08","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2009/09/08/E9-21444.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2009-09-08T19:57:11Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":46254,"subtype":null,"title":"Privacy Act of 1974: Establishment of a System of Records","toc_doc":"Privacy Act; Systems of Records","toc_subject":null,"topics":[],"type":"Notice","volume":74}