{"abstract":null,"action":"Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (the \"Act\") for an exemption from sections 2(a)(32), 5(a)(1), 22(d), and 22(e) of the Act and rule 22c-1 under the Act, under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act, and under section 12(d)(1)(J) of the Act for an exemption from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2009/10/05/E9-23891.html","cfr_references":[],"citation":"74 FR 51197","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"The application was filed on January 30, 2009, and amended on June 30, 2009, and September 25, 2009.","disposition_notes":null,"docket_ids":["Investment Company Act Release No. 28933","File No. 812-13628"],"dockets":[],"document_number":"E9-23891","effective_on":null,"end_page":51203,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2009/10/05/E9-23891.xml","html_url":"https://www.federalregister.gov/documents/2009/10/05/E9-23891/charles-schwab-investment-management-inc-et-al-notice-of-application","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/E9-23891?publication_date=2009-10-05","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2009-10-05/E9-23891/mods.xml","not_received_for_publication":null,"page_length":7,"page_views":{"count":20,"last_updated":"2026-07-28 00:15:03 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2009-10-05/pdf/E9-23891.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2009-10-05","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2009/10/05/E9-23891.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":51197,"subtype":null,"title":"Charles Schwab Investment Management, Inc., et al.; Notice of Application","toc_doc":"Charles Schwab Investment Management, Inc., et al.","toc_subject":"Applications:","topics":[],"type":"Notice","volume":74}