{"abstract":null,"action":null,"agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2009/10/28/E9-25872.html","cfr_references":[],"citation":"74 FR 55598","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":null,"disposition_notes":null,"docket_ids":["Release No. 34-60850","File No. SR-FINRA-2009-067"],"dockets":[],"document_number":"E9-25872","effective_on":null,"end_page":55600,"executive_order_notes":null,"executive_order_number":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2009/10/28/E9-25872.xml","html_url":"https://www.federalregister.gov/documents/2009/10/28/E9-25872/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/E9-25872?publication_date=2009-10-28","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2009-10-28/E9-25872/mods.xml","not_received_for_publication":null,"page_length":3,"page_views":{"count":27,"last_updated":"2026-10-24 20:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2009-10-28/pdf/E9-25872.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2009-10-28","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2009/10/28/E9-25872.txt","regulation_id_number_info":{},"regulation_id_numbers":[],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2009-10-28T15:53:46Z"},"regulations_dot_gov_url":null,"significant":null,"signing_date":null,"start_page":55598,"subtype":null,"title":"Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2060 (Use of Information Obtained in Fiduciary Capacity) and 5290 (Order Entry and Execution Practices) in the Consolidated FINRA Rulebook","toc_doc":"Financial Industry Regulatory Authority, Inc.","toc_subject":"Self-Regulatory Organizations; Proposed Rule Changes:","topics":[],"type":"Notice","volume":74}