{"abstract":"The Commission is adopting rule amendments that impose additional disclosure and conflict of interest requirements on nationally recognized statistical rating organizations (\"NRSROs\") in order to address concerns about the integrity of the credit rating procedures and methodologies at NRSROs.","action":"Final rules.","agencies":[{"raw_name":"SECURITIES AND EXCHANGE COMMISSION","name":"Securities and Exchange Commission","id":466,"url":"https://www.federalregister.gov/agencies/securities-and-exchange-commission","json_url":"https://www.federalregister.gov/api/v1/agencies/466","parent_id":null,"slug":"securities-and-exchange-commission"}],"body_html_url":"https://www.federalregister.gov/documents/full_text/html/2009/12/04/E9-28496.html","cfr_references":[{"chapter":null,"citation_url":null,"part":240,"title":17},{"chapter":null,"citation_url":null,"part":243,"title":17}],"citation":"74 FR 63832","comment_url":null,"comments_close_on":null,"correction_of":null,"corrections":[],"dates":"Effective Date: February 1, 2010.","disposition_notes":null,"docket_ids":["Release No. 34-61050","File No. S7-04-09"],"dockets":[],"document_number":"E9-28496","effective_on":"2010-02-01","end_page":63865,"executive_order_notes":null,"executive_order_number":null,"explanation":null,"full_text_xml_url":"https://www.federalregister.gov/documents/full_text/xml/2009/12/04/E9-28496.xml","html_url":"https://www.federalregister.gov/documents/2009/12/04/E9-28496/amendments-to-rules-for-nationally-recognized-statistical-rating-organizations","images":{},"images_metadata":{},"json_url":"https://www.federalregister.gov/api/v1/documents/E9-28496?publication_date=2009-12-04","mods_url":"https://www.govinfo.gov/metadata/granule/FR-2009-12-04/E9-28496/mods.xml","not_received_for_publication":null,"page_length":34,"page_views":{"count":358,"last_updated":"2026-04-04 14:15:05 -0400"},"pdf_url":"https://www.govinfo.gov/content/pkg/FR-2009-12-04/pdf/E9-28496.pdf","presidential_document_number":null,"proclamation_number":null,"public_inspection_pdf_url":null,"publication_date":"2009-12-04","raw_text_url":"https://www.federalregister.gov/documents/full_text/text/2009/12/04/E9-28496.txt","regulation_id_number_info":{"3235-AK14":{"issue":"201104","html_url":"https://www.federalregister.gov/regulations/3235-AK14/proposed-rules-for-nationally-recognized-statistical-rating-organizations","title":"Proposed Rules for Nationally Recognized Statistical Rating Organizations","xml_url":"http://www.reginfo.gov/public/do/eAgendaViewRule?pubId=201104&RIN=3235-AK14&operation=OPERATION_EXPORT_XML","priority_category":"Substantive, Nonsignificant"}},"regulation_id_numbers":["3235-AK14"],"regulations_dot_gov_info":{"checked_regulationsdotgov_at":"2009-12-04T20:38:07Z"},"regulations_dot_gov_url":null,"significant":false,"signing_date":null,"start_page":63832,"subtype":null,"title":"Amendments to Rules for Nationally Recognized Statistical Rating Organizations","toc_doc":"Amendments to Rules for Nationally Recognized Statistical Rating Organizations","toc_subject":null,"topics":["Brokers","Reporting and recordkeeping requirements","Securities"],"type":"Rule","volume":74}