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Notice of Intention To Cancel Registrations of Certain Transfer Agents

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Start Preamble October 20, 2006.

Notice is hereby given that the Securities and Exchange Commission (“Commission”) intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 (“Act”),[1] cancelling the registrations of the transfer agents whose names appear in the attached Appendix.

For Further Information Contact: Jerry W. Carpenter, Assistant Director, or Catherine Moore, Special Counsel, at (202) 551-5710, Division of Market Regulation, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-6628.


Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration. Accordingly, at any time after November 27, 2006, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix.

The Commission has made efforts to locate and to determine the status of Start Printed Page 62632each of the transfer agents listed in the Appendix. In some cases, the Commission was unable to locate the transfer agent, and in other cases, the Commission learned that the transfer agent had ceased doing business as a transfer agent. Therefore, based on the facts it has, the Commission believes that the transfer agents listed in the Appendix are no longer in existence or have ceased doing business as transfer agents.

Any transfer agent listed in the Appendix that believes its registration should not be cancelled must notify the Commission in writing prior to November 27, 2006. Written notifications may be mailed to: Catherine Moore, Division of Market Regulation, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20459-6628. Written notifications may also be e-mailed to: to the attention of Catherine Moore, with the phrase “Notice of Intention to Cancel Transfer Agent Registration” in the subject line.

Start Signature

For the Commission by the Division of Market Regulation, pursuant to delegated authority.2

Nancy M. Morris,


End Signature


Registration No.Name
84-0019LG & E Energy Corp.
84-0548American Bancservices Inc.
84-0711Niagara Mohawk Power Corp.
84-0904Pfizer Inc.
84-1257BNY Clearing Services LLC.
84-1663Merrill Lynch Investment Partners Inc.
84-1735Alpha Tech Stock Transfer Trust.
84-1737Declaration Service Company.
84-1828Consumers Financial Corp.
84-1923WOC Stock Transfer Company, Inc.
84-5494Metropolitan Mortgage and Securities Co., Inc.
84-5550Cinergy Service, Inc.
84-5606Sunstates Corporation.
84-5647Penn Street Advisors, Inc.
84-5694Khan Funds.
84-5720Bulto Transfer Agency, Limited Liability Company.
84-5727Impact Administrative Service, Inc.
84-5754Alpine Fiduciary Services, Inc.
84-5755River Oaks Partnership Services, Inc.
84-5756IDM Corporation.
84-5773RVM Industries, Inc.
84-5812Stock Transfer of America, Inc.
84-5816Wasatch Stock Transfer, Inc.
84-5820Gerdine & Associates.
84-5826Lewis, Corey L.
84-5847Financial Strategies, LLC.
84-5872D-Lanz Development Group, Inc.
84-5873CBIZ Retirement Services, Inc.
84-5885Sovereign Depository Corporation.
84-5897Newport Stock Transfer Agency, Inc.
84-5899U.S. Corporate Support Services, Inc.
84-5912Femis Kerger & Company Transfer Agent & Registrar.
84-6019Touch America.
84-6032Merge Media, Inc.
84-6034Chapman Capital Management, Inc.
84-6039First Financial Escrow & Transfer, Inc.
84-6045Pharmacy Buying Association, Inc.
84-6059Street Transfer & Registrar Agency.
84-6077Brown Brothers Harriman & Co.
84-6092Brookhill Stock Transfer Business Trust.
84-6097Certified Water Systems, Inc.
84-6101Lauries Happy Thoughts, Inc.
84-6126Fidelity Custodian Services, Inc.
84-6131Carolyn Plant.
84-6157Encompass Corporate Services.
End Preamble


[FR Doc. E6-17928 Filed 10-25-06; 8:45 am]