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Government-Owned Inventions; Availability for Licensing

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National Institutes of Health, Public Health Service, HHS.




The inventions listed below are owned by an agency of the U.S. Government and are available for licensing in the U.S. in accordance with 35 U.S.C. 207 to achieve expeditious commercialization of results of federally-funded research and development. Foreign patent applications are filed on selected inventions to extend market coverage for companies and may also be available for licensing.


Licensing information and copies of the U.S. patent applications listed below may be obtained by writing to the indicated licensing contact at the Office of Technology Transfer, National Institutes of Health, 6011 Executive Boulevard, Suite 325, Rockville, Maryland 20852-3804; telephone: 301/496-7057; fax: 301/402-0220. A signed Confidential Disclosure Agreement will be required to receive copies of the patent applications.

Cell Based Immunotherapy

Description of Technology: The invention hereby offered for licensing is in the field of Immunotherapy and more specifically in therapy of autoimmune diseases such as Type I diabetes, multiple sclerosis, rheumatoid arthritis and systemic lupus erythematosis and immune mediated allergies such as asthma as well as in transplantation-related disorders, such as graft acceptance and graft-versus-host-disease (GVHD).

While the role of FOXP3+ regulatory T cells (Tregs) in the maintenance of self-tolerance and immune homeostasis has been established and thus their use in adoptive immunotherapy has been contemplated, there is still no good way to purify and expand these cells in an efficient and reproducible manner ex vivo for use in human therapy. The subject invention provides a method that allows such purification for use in expansion cultures to generate sufficient numbers of cells and purity for cell-based immunotherapy. The method is based on the finding that Tregs selectively express Latency Associated Peptide (LAP) and CD121b (IL-1 Receptor Type 2) and on the ability to selectively separate these cells from other immune cells that are potentially hazardous, through the use of magnetic particles which specifically bind to either one of these two surface molecules and selectively separate those cells from the non-Tregs.


Immunotherapy, primarily for autoimmune diseases such as Type I diabetes, hematologic disorders such as aplastic anemia, transplantation-related disorders, such as graft acceptance and graft-versus-host-disease (GVHD) and allergic diseases such as asthma.

Facilitating detailed studies and analysis of human Treg function in health and disease.Start Printed Page 14566

Assay to differentiate thymic-derived versus peripheral-derived FOXP3+ Tregs.

Potential assay to monitor disease status, progression and prognosis such as early detection or response to therapy of GVHD after transplantation, solid organ graft rejection post-transplantation or a flare-up of systemic lupus erythematosus.

Advantages: The method of purification of FOXP3+ Tregs for human treatment may be superior in efficiency and practicality than currently existing techniques. After the magnetic separation, the final product contains more than 90% fully functional FOXP3+ Tregs. This novel protocol should facilitate the purification of Tregs for both cell-based therapy as well as for detailed studies of human Treg function in health and disease. It is important to note that most of the treatments for specific autoimmune diseases (i.e. hormone replacement therapy, enzyme replacement therapy, corticosteroids, NSAIDs, plasmaphereses, immunosuppressants and intravenous immunoglobulins) do not constitute cure for the specific diseases. Immunotherapy with Tregs has a potential to provide cure or prolonged remission for many of these diseases.

Development Status: The purification protocol has been proven simple and efficient in a laboratory setting.

Market: As indicated above the technology may be applied to allergies and many human diseases that are characterized by diminished frequency or dysfunction of Tregs, including systemic lupus erythematosus (SLE), type 1 diabetes, multiple sclerosis, aplastic anemia, idiopathic thrombocytopenic purpura, graft-versus-host disease (GVHD) and transplant rejection etc. As noted above treatment with Tregs may have a potential to provide cure to many of these diseases, thus collectively, the commercial market opportunities for the technology are wide-ranging and the contribution to public health may be highly significant.

The following information provides further detail concerning the potential market size for therapeutic use of Tregs:

  • As a group, autoimmune diseases afflict millions of Americans. While individually not very common, with the exception of thyroid disease, diabetes and systemic lupus erythematosus (SLE), taken as a whole, autoimmune diseases represent the fourth largest cause of disability among women in the United States. According to the National Women's Health Centre, 75% of cases of autoimmune diseases occur in American women.
  • Similarly, Type 1 Diabetes is the second most common chronic disease in children after asthma. About 13,000 new cases are diagnosed in the U.S. alone each year. Patients with Type 1 Diabetes make up about 5% to 10% of all cases of diabetes. It most commonly appears in girls and boys when they are fourteen years old.
  • Multiple sclerosis is a chronic disease that starts early in life and as many as 400,000 patients are afflicted with this disease which lasts for decades.
  • More than 19,000 transplants are performed in the United States each year. That equates to 1,583 per month, 365 per week, 52 per day, and 2 per hour for a rate of approximately 1 in 14,315 or 0.01% of the U.S population.

Inventors: Dat Q. Tran and Ethan M. Shevach (NIAID).


1. J Andersson, DQ Tran, M Pesu, TS Davidson, H Ramsey, J O'Shea, EM Shevach. CD4+Foxp3+ regulatory T cells confer infectious tolerance in a TGFβ-dependent manner. J Exp Med. 2008 Sep 1;205(9):1975-1981.

2. EM Shevach, DQ Tran, TS Davidson, J Andersson. The critical contribution of TGF-beta to the induction of Foxp3 expression and regulatory T cell function. Eur J Immunol. 2008 Apr;38(4):915-917.

3. DQ Tran, R Ramsey, EM Shevach. Induction of FOXP3 expression in naïve human CD4+FOXP3- T cells by T cell receptor stimulation is TGFβ-dependent but does not confer a regulatory phenotype. Blood. 2007 Oct 15;110(8):2983-2990.

Patent Status: U.S. Provisional Application No. 61/090,788 filed 21 Aug 2008 (HHS Reference No. E-312-2008/0-US-01).

Licensing Status: Available for licensing.

Licensing Contacts: Uri Reichman, Ph.D., MBA; 301-435-4616;; John Stansberry, Ph.D.; 301-435-5236;

Collaborative Research Opportunity: The NIAID/NIH Laboratory of Immunology is seeking statements of capability or interest from parties interested in collaborative research to further develop, evaluate, or commercialize the use of CD121b or LAP to produce a Treg product for cell-based immunotherapy. Please contact Nicole Mahoney at 301-435-9017 for more information.

Compositions and Methods for Inhibiting and Treating Herpes Simplex Virus (HSV) Infection and HSV-1 Containing a UL3 Deletion

Description of Technology: The invention offered hereby for licensing is in the fields of viral and cancer therapeutics and in particular related to Herpes Simplex Virus. It is based on the finding that Protein Disulfide Isomerase (PDI) family members bind in vitro to the herpes simplex protein UL3 and that HSV entry to the host cell is mediated through HSV's interaction with the host cell's surface protein(s) belonging to PDI family members. Inhibition of virus entry can therefore be accomplished by inhibitors of the PDI protein family members. The inventors demonstrated the following:

  • A small molecule such as 5,5'-Dithiobis(2-nitro-benzoic acid) (DTNB) can block HSV infection by blocking PDI-like activity.
  • Anti-PDI antibodies can block HSV infection.
  • Disulfide Isomerase family members bind in vitro to the herpes simplex protein UL3.

Accordingly, the inventors further suggest that a UL3-like peptide or its analogues and derivatives can be effective as inhibitors of HSV infection.

The invention further provides for methods and kits to screen for new inhibitors, based on the entry mechanism mentioned above.

In another aspect of the invention, it is proposed that such PDI inhibitors or binding proteins can potentially serve as antitumor agents based on the finding that cancer cells express increased levels of PDI compared to healthy cells.

With respect to cancer therapeutics, the invention further claims a recombinant mutant herpes simplex virus devoid of the capability to express UL3 or expressing a mutant HSV UL3 protein. Such a virus can serve as an oncolytic virus for treatment of cancer.


  • Antiviral therapeutics.
  • Anticancer therapeutics.
  • Screening for new antiviral and anticancer agents.
  • Developing of Oncolytic Viruses for cancer therapy.

Advantages: Herpes Simplex Viruses are responsible for a wide range of human diseases. Herpes simplex virus is the causative agent of oral and genital herpes, and is associated with sexual transmission. Infections with herpes simplex can be acute, or latent with recurring periodic outbreaks. An infection by herpes simplex is marked by watery blisters in the skin or mucous membranes of the mouth, lips or Start Printed Page 14567genitals that can be painful and thus can severely affect the quality of life of an infected individual. The virus can lead to potentially fatal infections in babies whose mothers are infected, and to permanent neurological damage in adults with herpes encephalitis. The virus may also play a role in the spread of HIV as it can make people more susceptible to HIV infection.

In spite of the severity of diseases caused by HSV and in spite of the many years of efforts to develop effective anti-HSV medications and vaccines, there is still no effective cure for herpes in existence. The existing antiviral medications such as Acyclovir, Valacyclovir and Famciclovir that work by inhibiting the virus' DNA synthesis (targeting the enzyme DNA Polymerase) cannot eradicate the virus from the body, but merely reduce the extent of the symptoms and the frequency of breakouts. Other small molecules in development also aiming at DNA synthesis are targeting another virus enzyme (Helicase-primase complex). The therapeutic strategy described in the subject technology provides a completely different mechanism, i.e. inhibition of the virus entry. Thus it may provide advantages compared to the existing drugs with respect to toxicity and efficacy.

With respect to cancer therapy, the subject invention may offer a new class of drugs which act by an alternate mechanism in comparison to conventional cancer drugs. The technology may thus prove to be advantageous with respect to toxicity and efficacy. In addition, drugs developed by this technology may be given to patients in combination with existing drugs.

Development Status:

  • The inhibition of HSV infection by DTNB and antibodies against the PDI surface protein have been demonstrated in vitro.
  • Pre-clinical or clinical data is not yet available.
  • Further development to identify PDI inhibitors applicable for viral therapy and cancer therapy is currently ongoing.
  • Further development and optimization of recombinant HSV to be utilized as an oncolytic virus is ongoing. Only in vitro data is available at present.

Market: The market for anti-herpes drugs is huge. Results of a nationally representative study show that genital herpes is common in the United States. Nationwide, at least 50 million people ages 12 and older, or one of five adolescents and adults, have had a latent or acute genital HSV infection. There are up to 1 million new cases every year and according to some estimates genital herpes is now more common than diseases like diabetes and asthma. At the same time there is still no effective drug against this virus available, thus the commercial potential in developing a new effective drug is enormous.

With respect to the market for cancer therapeutics the opportunities are also vast. This market has been growing in the last several years by an estimate of 18% a year due to the introduction of many new and innovative drugs, and some reports forecast a market size of close to $90 billion by 2011.

Inventors: Nancy S. Markovitz and Stephen Daniell (FDA).


1. NS Markovitz. The herpes simplex virus type 1 UL3 transcript starts within the UL3 open reading frame and encodes a 224-amino-acid protein. J Virol. 2007 Oct;81(19):10524-10531.

2. E Bar, T Kimura, M Kikuchi, NS Markovitz. Protein disulfide isomerase (PDI) family members interact with the UL3 protein of herpes simplex virus-1. 31st International Herpesvirus Workshop, Abstract #8.51, Seattle WA, July 22-28, 2006.

3. KD Nguyen, EE Bar, MJ Dambach, NS Markovitz. Yeast Two Hybrid Identification of the Herpes Simplex Virus-1 UL3 protein domains that interact with cellular target proteins. NIH Research Festival, Abstract #CB-19, Bethesda MD, October 2006.

4. MJ Dambach, J Trecki, N Martin, NS Markovitz. Oncolytic viruses derived from the γ34.5-deleted herpes simplex virus recombinant R3616 encode a truncated UL3 protein. Mol Ther. 2006 May;13(5):891-898.

Patent Status: U.S. Provisional Application No. 61/134,566 filed 11 Jul 2008 (HHS Reference No. E-236-2008/0-US-01).

Licensing Status: Available for licensing.

Licensing Contacts: Uri Reichman, PhD, MBA; 301-435-4616;; John Stansberry, Ph.D.; 301-435-5236;

Identification of Adaptive Mutations That Increase Infectivity of Hepatitis C Virus JFH1 Strain in Cell Culture

Description of Technology: The technology offered for licensing is in the field of hepatitis C. More specifically the invention discloses an efficient way to grow the virus, a way that may facilitate advanced research in the field of hepatitis C (HCV) and its pathogenesis, as well as provide for convenient and effective ways to screen for new hepatitis C drugs. It also lends itself to the development of vaccines against hepatitis C.

The invention is based on the finding that certain mutations in the JFH1 strain of HCV, as well as certain chimera of the mutated strain, can lead to an increase in production of infectious virus particles in cell cultures (i.e., Huh-7.5) between 100- to 1000-fold as compared to the wild type virus. Such mutations are introduced to a viral RNA that codes for hepatitis C and the latter is introduced to an appropriate cell to produce a high yield of highly infective virus.

Progress in research in the field of HCV, as well as the development of drugs and vaccines to combat hepatitis C infections, has been hampered for years due to the lack of robust in vivo cell culture systems for the study of this virus. Several breakthroughs in the area that occurred in 2005 and thereafter (i.e., the isolation of HCV genotype 2a sequence (JFH1) and the generation of the unique cell line Huh-7.5) contributed significantly to progress in the field, but further optimization and improvements in the culture system have still been needed. The subject invention offers such improvements and thus may lead to enhanced progress in HCV research and in the development of the much needed drugs and vaccines against the virus.


  • Research in the field of HCV and its pathogenesis.
  • Screening and discovery of drugs that inhibit HCV infections.
  • Development of vaccines for HCV.

Advantages: 100- to 1000-fold more efficient method to grow virus particles.

Development Status: The invention is fully developed and requires no additional work.

Market: It is estimated that 170 million people worldwide suffer from HCV infection, with 3 to 4 million new cases each year. The primary causes of new HCV infections worldwide are unscreened blood transfusions and the reuse of syringes, without sterilization (WHO). It is estimated that nearly 4.1 million people in the U.S. are infected with HCV with 3.2 million of the 4.1 million people chronically infected. Approximately 70% of those chronically infected suffer from chronic liver disease (CDC). There has been a major decline in the number of new HCV infections per year in the U.S. from the 1980s (240,000) to 2004 (26,000) (CDC). In the U.S., the primary cause of new infections is needle-sharing by intravenous drug users. Despite the significant decrease in new HCV infections, the number of patients requiring treatment for chronic HCV is Start Printed Page 14568expected to rise as patients with HCV infection age and progress to more serious liver diseases (McHutchison HG, et al. Chronic Hepatitis C: An Age Wave of Disease Burden 2005. American Journal of Managed Care. 11: S286-S295). From 2010-2019, it is estimated that direct medical expenditures for HCV will be $10.7 billion; the costs of decompensated HCV infection (cirrhosis and hepatocellular carcinoma) are estimated to be $21.3 billion; and indirect costs associated with the loss of life under age 65 are estimated to be $54.2 billion (McHutchison HG, et al. 2005).

Chronic hepatitis C is a serious disease that can result in long-term health problems, including liver damage, liver failure, liver cancer, or even death. It is the leading cause of cirrhosis and liver cancer and the most common reason for liver transplantation in the United States. Approximately 8,000-10,000 people die every year from hepatitis C related liver disease.

Of every 100 people infected with the hepatitis C virus, about 75-85 people will develop chronic hepatitis C virus infection; of those,

  • 60-70 people will go on to develop chronic liver disease.
  • 5-20 people will go on to develop cirrhosis over a period of 20-30 years.
  • 1-5 people will die from cirrhosis or liver cancer.

In spite of the urgent public health need for effective drugs and vaccines against HCV as discussed above, and in spite of the huge market potential for such medical remedies, there are no effective drugs or vaccines in existence as of yet due to technical difficulties, one of them, as mentioned at the outset, is the difficulties in growing and culturing the virus. The only drugs available to treat HCV at the present time are Ribavirin and Interferon but none constitute a real cure for the disease. They also can present severe side effects that make the use of them prohibitive in many cases. The subject technology may therefore present an opportunity for drug and vaccine companies to accelerate their research and development in this area.

Inventors: Rodney Russell, Jens Bukh, Robert H. Purcell, and Suzanne U. Emerson (NIAID).

Publication: RS Russell, JC Meunier, S Takikawa, K Faulk, RE Engle, J Bukh, RH Purcell, SU Emerson. Advantages of a single-cycle production assay to study cell culture-adaptive mutations of hepatitis C virus. Proc Natl Acad Sci USA. 2008 Mar 18;105(11):4370-4375.

Patent Status:

  • U.S. Provisional Application No. 60/931,259 filed 21 May 2007 (HHS Reference No. E-171-2007/0-US-01).
  • U.S. Provisional Application No. 61/066,773 filed 22 Feb 2008 (HHS Reference No. E-171-2007/1-US-01).
  • PCT Application No. PCT/US2008/063982 filed 16 May 2008, which published as WO 2008/147735 on 04 Dec 2008 (HHS Reference No. E-171-2007/2-PCT-01).

Licensing Status: Available for licensing.

Licensing Contacts: Uri Reichman, PhD, MBA; 301-435-4616;; Rung C. Tang, JD, LLM; 301-435-5031;

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Dated: March 24, 2009.

Richard U. Rodriguez,

Director, Division of Technology Development and Transfer, Office of Technology Transfer, National Institutes of Health.

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[FR Doc. E9-7207 Filed 3-30-09; 8:45 am]