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Commission Information Collection Activities (FERC-917 and FERC-918) 1

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Start Preamble August 12, 2010.


Federal Energy Regulatory Commission.




In compliance with the requirements of section 3507 of the Paperwork Reduction Act of 1995, 44 U.S.C. 3507, the Federal Energy Regulatory Commission (Commission or FERC) has submitted the information collections described below to the Office of Management and Budget (OMB) for review of the information collection requirements. Any interested person may file comments directly with OMB and should address a copy of those comments to the Commission as explained below. The Commission issued a Notice in the Federal Register (75 FR 30008, 5/28/2010) requesting public comments. FERC received no comments on the FERC-917 and FERC-918 and has made this notation in its submission to OMB.1

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Comments on the collections of information are due by September 17, 2010.


Address comments on the collections of information to the Office of Management and Budget, Office of Information and Regulatory Affairs, Attention: Federal Energy Regulatory Commission Desk Officer. Comments to OMB should be filed electronically, c/o and include OMB Control Number 1902-0233 for reference. For comments that pertain to only one of the collections, specify the appropriate collection. The Desk Officer may be reached by telephone at 202-395-4638.

A copy of the comments should also be sent to the Federal Energy Regulatory Commission and should refer to Docket Nos. IC10-917-001 and IC10-918-001. (If comments apply to only one of the collections, indicate the docket and the collection number.) Comments may be filed either electronically or in paper format. Those persons filing electronically do not need to make a paper filing. Documents filed electronically via the Internet must be prepared in an acceptable filing format and in compliance with the Federal Energy Regulatory Commission submission guidelines. Complete filing instructions and acceptable filing formats are available at​help/​submission-guide/​electronic-media.asp. To file the document electronically, access the Commission's Web site and click on Documents & Filing, E-Filing (​docs-filing/​efiling.asp), and then follow the instructions for each screen. First time users will have to establish a user name and password. The Commission will send an automatic acknowledgement to the sender's e-mail address upon receipt of comments.

For paper filings, the comments should be submitted to the Federal Energy Regulatory Commission, Secretary of the Commission, 888 First Street, NE., Washington, DC 20426, and should refer to Docket Nos. IC10-917-001 and IC10-918-001.

Users interested in receiving automatic notification of activity in FERC Docket Numbers IC10-917 and IC10-918 may do so through eSubscription at​docs-filing/​esubscription.asp. All comments may be viewed, printed or downloaded remotely via the Internet through FERC's homepage using the “eLibrary” link. For user assistance, contact, or call toll-free at (866) 208-3676, or for TTY, contact (202) 502-8659.

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Ellen Brown may be reached by e-mail at, by telephone at (202) 502-8663, and by fax at (202) 273-0873.

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On February 17, 2007, the Commission issued Order No. 890 to address and remedy opportunities for undue discrimination under the pro forma Open Access Transmission Tariff (OATT) adopted in 1996 by Order No. 888.[2]

Through Order No. 890, the Commission:

(1) Adopted pro forma OATT provisions necessary to keep imbalance charges closely related to incremental costs;

(2) Increased nondiscriminatory access to the grid by requiring public utilities, working through the North American Electric Reliability Corporation (NERC), to develop consistent methodologies for available transfer capability (ATC) calculation and to publish those methodologies to increase transparency.

(3) Required an open, transparent, and coordinated transmission planning process, thereby increasing the ability of customers to access new generating resources and promote efficient utilization of transmission.

(4) Required both the transmission provider's merchant function and network customers to include a statement with each application for network service or to designate a new network resource that attests, for each network resource identified, that the transmission customer owns or has committed to purchase the designated network resource and the designated network resource comports with the requirements for designated network resources.

(5) Gave the right to customers to request from transmission providers studies addressing congestion and/or integration of new resource loads in areas of the transmission system where they have encountered transmission problems due to congestion or where they believe upgrades and other investments may be necessary to reduce congestion and to integrate new resources. The network customer includes this attestation in the customer's comment section of the request when it confirms the request on the Open Access Same-Time Information System (OASIS).

(6) Required with regard to capacity reassignment that: (a) All sales or assignments of capacity be conducted through or otherwise posted on the transmission provider's OASIS on or before the date the reassigned service commences; (b) assignees of transmission capacity execute a service agreement prior to the date on which the reassigned service commences; and (c) transmission providers aggregate and summarize in an electric quarterly report the data contained in these service agreements.

(7) Adopted an operational penalties annual filing that provides information regarding the penalty revenue the transmission provider has received and distributed.

(8) Required creditworthiness information to be included in a transmission provider's OATT. Attachment L must specify the qualitative and quantitative criteria that the transmission provider uses to determine the level of secured and unsecured credit required.

The Commission required a NERC/NAESB [3] team to draft and review Order No. 890 reliability standards and business practices. The team was to solicit comment from each utility on developed standards and practices and utilities were to implement each, after Commission approval. Public utilities, working through NERC, were to revise reliability standards to require the exchange of data and coordination among transmission providers and, working through NAESB, were to develop complementary business practices.

Required OASIS postings included:

(1) Explanations for changes in ATC values;

(2) Capacity benefit margin (CBM) reevaluations and quarterly postings;

(3) OASIS metrics and accepted/denied requests;

(4) Planning redispatch offers and reliability redispatch data;

(5) Curtailment data;

(6) Planning and system impact studies;

(7) Metrics for system impact studies; and

(8) All rules.

Incorporating the Order No. 890 standards into the Commission's Start Printed Page 51029regulations benefits wholesale electric customers by streamlining utility business practices, transactional processes, and OASIS procedures, and by adopting a formal ongoing process for reviewing and upgrading the Commission's OASIS standards and other electric industry business practices. These practices and procedures benefit from the implementation of generic industry standards.

The Commission's Order No. 890 regulations can be found in 18 CFR 35.28 (pro forma tariff requirements), and 37.6 and 37.7 (OASIS requirements).

Action: The Commission is requesting a three-year extension of the current FERC-917 and FERC-918 reporting requirements, with no change.

Burden Statement: FERC-917 and FERC-918 are both included in OMB Control Number 1902-0233. The estimated annual public reporting burdens for FERC-917 (requirements in 18 CFR 35.28) and FERC-918 (requirements in 18 CFR 37.6 and 37.7) are reduced from the original estimates made three years ago. The reductions are due to the incorporation and completion of: (1) One-time pro forma tariff changes by utilities in existence at that time; (2) completed development and comment solicitation of the required NERC/NAESB reliability standards and business practices; and (3) the transfer of burden associated with the implementation of some of the NERC/NAESB business practices, in Order No. 729, issued November 11, 2009,[4] to the Commission's FERC-725A information collection (OMB Control Number 1902-0244). The estimated annual figures follow.

FERC Information collectionAnnual number of respondents (1)Average number of responses per respondent (2)Average burden hours per response (3)Total annual burden hours (1) × (2) × (3)
18 CFR 35.28 (FERC-917)
Conforming tariff changes6125150
Revision of Imbalance Charges61530
ATC revisions6140240
Planning (Attachment K)134110013,400
Congestion studies134130040,200
Attestation of network resource commitment13411134
Capacity reassignment134110013,400
Operational Penalty annual filing1341101,340
Creditworthiness—include criteria in the tariff6140240
FERC-917—Sub Total Part 3569,134
18 CFR 37.6 & 37.7 (FERC-918)
ATC-related standards:
NERC/NAESB Team to develop0000
Review and comment by utility0000
Implementation by each utility 40004 0
Mandatory data exchanges13418010,720
Explanation of change of ATC values134110013,400
Reevaluate CBM and post quarterly1341202,680
Post OASIS metrics; requests accepted/denied13419012,060
Post planning redispatch offers and reliability redispatch data1341202,680
Post curtailment data1341101,340
Post Planning and System Impact Studies13415670
Posting of metrics for System Impact Studies134110013,400
Post all rules to OASIS13415670
FERC-918—Sub Total of Part 37 Reporting Requirements57,620
FERC-918—Recordkeeping Requirements1341405,360
FERC-918—Sub Total of Reporting and Recordkeeping Requirements62,980
Total FERC-917 and FERC-918 (Part 35 + Part 37, Reporting and Recordkeeping Requirements)132,114

Total combined annual burden for FERC-917 and FERC-918 is 132,114 hours (126,754 reporting hours + 5,360 recordkeeping hours). This is a reduction of 24,922 hours from the combined FERC-917 and FERC-918 burden OMB previously approved.

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Total combined estimated annual cost for FERC-917 and FERC-918 is $21,941,076.[5] This includes:

(1) Reporting costs of $14,449,956; (126,754 hours @ $114 an hour (average cost of attorney ($200 per hour), consultant ($150), technical ($80), and administrative support ($25)) and

(2) Recordkeeping (labor and storage) costs of $7,491,120 (labor = $91,120 [for 5,360 hours × $17/hour (file/record clerk @ $17 an hour)] and off-site storage costs = $7,400,000 (8,000 sq. ft. × $925/sq. ft.)).

The reporting burden includes the total time, effort, or financial resources expended to generate, maintain, retain, disclose, or provide the information including: (1) Reviewing instructions; (2) developing, acquiring, installing, and utilizing technology and systems for the purposes of collecting, validating, verifying, processing, maintaining, disclosing and providing information; (3) adjusting the existing ways to comply with any previously applicable instructions and requirements; (4) training personnel to respond to the collections of information; (5) searching data sources; (6) completing and reviewing the collections of information; and (7) transmitting, or otherwise disclosing the information.

The estimate of cost for respondents is based upon salaries for professional and clerical support, as well as direct and indirect overhead costs. Direct costs include all costs directly attributable to providing this information, such as administrative costs and the cost for information technology. Indirect or overhead costs are costs incurred by an organization in support of its mission. These costs apply to activities which benefit the whole organization rather than any one particular function or activity.

Comments are invited on: (1) Whether the proposed collections of information are necessary for the proper performance of the functions of the Commission, including whether the information will have practical utility; (2) the accuracy of the agency's estimates of the burden of the proposed collections of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information to be collected; and (4) ways to minimize the burden of the collections of information on those who are to respond, including the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g. permitting electronic submission of responses.

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Kimberly D. Bose,


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1.  This Notice in Docket Nos. IC10-917 and IC10-918 and the corresponding clearance package and request to OMB for a three-year extension of the existing regulations are separate activities from pending Docket No. RM10-23 and the associated OMB clearance package.

FERC has a separate, pending Notice of Proposed Rulemaking (NOPR) in Docket No. RM10-23, that includes proposals affecting the FERC-917. The NOPR in Docket No. RM10-23 and the corresponding OMB clearance package were submitted to OMB (ICR No. 201006-1902-001) for review on 6/30/2010. Comments on Docket No. RM10-23 should be submitted in that docket.

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2.  Promoting Wholesale Competition Through Open Access Non-discriminatory Transmission Services by Public Utilities; Recovery of Stranded Costs by Public Utilities and Transmitting Utilities, Order No. 888, 61 FR 21540 (May 10, 1996), FERC Stats. & Regs. ¶ 31,036 (1996), order on reh'g, Order No. 888-A, 62 FR 12274 (Mar. 14, 1997), FERC Stats. & Regs. ¶ 31,048 (1997), order on reh'g, Order No. 888-B, 81 FERC ¶ 61,248 (1997), order on reh'g, Order No. 888-C, 82 FERC ¶ 61,046 (1998), aff'd in relevant part sub nom. Transmission Access Policy Study Group v. FERC, 225 F.3d 667 (D.C. Cir. 2000), aff'd sub nom. New York v. FERC, 535 U.S. 1 (2002).

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3.  NAESB is the North American Energy Standards Board.

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4.  Mandatory Reliability Standards for the Calculation of Available Transfer Capability, Capacity Benefit Margins, Transmission Reliability Margins, Total Transfer Capability, and Existing Transmission Commitments and Mandatory Reliability Standards for the Bulk-Power System, Order No. 729, 74 FR 64884 (Dec. 3, 2009) 129 FERC ¶ 61,155.

The FERC-725A requirements (Mandatory Reliability Standards for the Bulk-Power System, which now includes the utilities' implementation) are separate and are not a subject of this Notice in Docket Nos. IC10-917 and IC10-918. The FERC-725A reporting and recordkeeping requirements in Order 729 (Docket No. RM08-19, et al.) were approved by OMB (in ICR Number 200912-1902-005) on 3/12/2010.

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5.  Using the hourly rate figures of the Bureau of Labor Statistics, occupational series and market rates as applicable, the hourly rate is a composite of the respondents who will be responsible for implementing and responding to the collection of information (support staff, engineering, and legal).

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[FR Doc. 2010-20458 Filed 8-17-10; 8:45 am]