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Notice

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

Document Details

Information about this document as published in the Federal Register.

Published Document

This document has been published in the Federal Register. Use the PDF linked in the document sidebar for the official electronic format.

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AGENCY:

Commodity Futures Trading Commission (“CFTC”) and Securities and Exchange Commission (“SEC”).

ACTION:

Notice of meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues.

SUMMARY:

The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues will hold a public meeting on November 5, 2010, from 9 a.m. to 12 p.m., at the CFTC's Washington, DC headquarters. At the meeting, the committee will:

(1) Receive a summary and recap from the staffs of the SEC and CFTC on the report issued September 30, 2010;

(2) Hear a report from the subcommittee on cross-market linkages;

(3) Hear a report from the subcommittee on pre-trade risk management; and

(4) Discuss potential recommendations and responses.

DATES:

The meeting will be held on November 5, 2010 from 9 a.m. to 12 p.m. Members of the public who wish to submit written statements in connection with the meeting should submit them by November 4, 2010.

ADDRESSES:

The meeting will take place in the first floor hearing room at the CFTC's headquarters, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Written statements may be submitted to either the CFTC or the SEC; all submissions will be reviewed jointly by the two agencies. Please use the title “Joint CFTC-SEC Advisory Committee” in any written statement you may submit. Statements may be submitted to any of the addresses listed below. Please submit your statement to only one address.

E-mail

Jointcommittee@cftc.gov or rule-comments@sec.gov. If e-mailing to this Start Printed Page 66363address, please refer to “File No. 265-26” on the subject line.

SEC's Internet Submission Form

http://www.sec.gov/​rules/​other.shtml.

Regular Mail

Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581, attention Office of the Secretary or Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, Mail Stop 1090, 100 F St., NE., Washington, DC 20549. Comments mailed to this address should be submitted in triplicate and should refer to File No. 265-26.

Fax

(202) 418-5521. Any statements submitted in connection with the committee meeting will be made available to the public.

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FOR FURTHER INFORMATION CONTACT:

Martin White, Committee Management Officer, at (202) 418-5129, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581; Ronesha Butler, Special Counsel, at (202) 551-5629, Division of Trading and Markets, Securities and Exchange Commission, 100 F St., NE., Washington, DC 20549; or Elizabeth M. Murphy, Committee Management Officer, at (202) 551-5400, Securities and Exchange Commission, 100 F St., NE., Washington, DC 20549

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SUPPLEMENTARY INFORMATION:

The meeting will be webcast on the CFTC's Web site, http://www.cftc.gov. Members of the public also can listen to the meeting by telephone. The public access call-in numbers will be announced at a later date. The CFTC and SEC are providing less than fifteen calendar days Federal Register notice of this meeting because of the urgency of the issues being addressed.

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Authority: 5 U.S.C. app. 2 § 10(a)(2).

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By the Commodity Futures Trading Commission.

Martin White,

Committee Management Officer.

By the Securities and Exchange Commission.

Dated: October 25, 2010.

Elizabeth M. Murphy,

Committee Management Officer.

End Signature End Supplemental Information

[FR Doc. 2010-27315 Filed 10-27-10; 8:45 am]

BILLING CODE 6351-01-P; 8011-01-P