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Proposed Rule

Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

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Information about this document as published in the Federal Register.

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This document has been published in the Federal Register. Use the PDF linked in the document sidebar for the official electronic format.

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Commodity Futures Trading Commission; Securities and Exchange Commission.


Joint proposed rules; proposed interpretations; correction.


The Commodity Futures Trading Commission and the Securities and Exchange Commission published a document in the Federal Register of May 23, 2011 that referenced an incorrect RIN and an incorrect cite in an authority citation. This correction is being published to correct both the RIN and the authority citation.

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CFTC: Julian E. Hammar, Assistant General Counsel, at 202-418-5118,, Mark Fajfar, Assistant General Counsel, at 202-418- 6636,, or David E. Aron, Counsel, at 202-418-6621,, Office of General Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581; SEC: Matthew A. Daigler, Senior Special Counsel, at 202-551-5578, Cristie L. March, Attorney-Adviser, at 202-551-5574, or Leah M. Drennan, Attorney-Adviser, at 202-551-5507, Division of Trading and Markets, or Michael J. Reedich, Special Counsel, or Tamara Brightwell, Senior Special Counsel to the Director, at 202-551- 3500, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010.


In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on page 29818, in the 10th line of the first column, the Security and Exchange Commission's RIN is corrected to read as noted above.

In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on page 29888, the authority citation in the second column reads as follows:

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Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 7, 7a, 7b, 8, 9, 10, 12, 12a, 12c, 13a, 13a-1, 16, 16a, 21, 23, and 24.

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Commodity Futures Trading Commission.

David A. Stawick,

Secretary. Securities and Exchange Commission.

Dated: June 1, 2011.

Elizabeth M. Murphy,


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[FR Doc. 2011-13976 Filed 6-6-11; 8:45 am]

BILLING CODE 6351-01-P; 8011-01-P