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Notice

You may be interested in this older document that published on 11/14/2011

Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security

A Notice by the Securities and Exchange Commission on 12/14/2011

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Securities and Exchange Commission

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Release No. 34-65917

File No. SR-Phlx-2011-143

Document Citation

76 FR 77877

Document Number

2011-32067

Document Type

Notice

Page

77877 (1 page)

Publication Date

12/14/2011

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Securities and Exchange Commission

Agency/Docket Numbers

Release No. 34-65917

File No. SR-Phlx-2011-143

Document Citation

76 FR 77877

Document Number

2011-32067

Document Type

Notice

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77877 (1 page)

Publication Date

12/14/2011

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File No. SR-Phlx-2011-143 (2 Documents)
Date		Action	Title
	12/14/2011		Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security
	11/14/2011		Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Modify Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security

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Published Document: 2011-32067 (76 FR 77877)

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Securities and Exchange Commission

[Release No. 34-65917; File No. SR-Phlx-2011-143]

On October 24, 2011, NASDAQ OMX PHLX LLC (“Phlx”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ^[1] and Rule 19b-4 thereunder ^[2] to amend Commentary .01 to Rule 1009 to modify the criteria for listing options on an underlying covered security. Notice of the proposed rule change was published in the Federal Register on November 14, 2011.^[3] The Commission received two comment letters on the proposed rule change.^[4] On December 2, 2011, Phlx withdrew the proposed rule change (SR-Phlx-2011-143).

December 8, 2011.

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.^[5]

Kevin M. O'Neill,

Deputy Secretary.

Footnotes

1. 15 U.S.C. 78s(b)(1).

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2. 17 CFR 240.19b-4.

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3. See Securities Exchange Act Release No. 65706 (November 8, 2011), 76 FR 70520.

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4. See letters to Elizabeth M. Murphy, Secretary, Commission, from Jenny L. Klebes, Senior Attorney, Legal Division, Chicago Board Options Exchange, dated November 25, 2011; and Janet McGinness, Senior Vice President—Legal & Corporate Secretary, Legal & Government Affairs, NYSE Euronext, dated December 1, 2011.

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5. 17 CFR 200.30-3(a)(12).

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[FR Doc. 2011-32067 Filed 12-13-11; 8:45 am]

BILLING CODE 8011-01-P

Published Document: 2011-32067 (76 FR 77877)