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Reporting and Recordkeeping Requirements Under OMB Review

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Information about this document as published in the Federal Register.

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Small Business Administration.


30-day notice.


The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA) (44 U.S.C. chapter 35), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments.


Submit comments on or before October 24, 2016.


Comments should refer to the information collection by name and/or OMB Control Number and should be sent to: Agency Clearance Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503.

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Curtis Rich, Agency Clearance Officer, (202) 205-7030

Copies: A copy of the Form OMB83-1, supporting statement, and other documents submitted to OMB for review may be obtained from the Agency Clearance Officer.

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SBA Forms 1405 and 1405A are used by Small Business Administration (SBA) examiners as part of their examination of licensed small business investment companies (SBICs). This information is collected from SBIC'S Stockholders and partners and provides independent third party confirmation of an SBIC's representations concerning its owners. The information helps SBA to evaluate the SBIC'S with applicable laws and regulations concerning capital requirements.

Title: Stockholders Confirmation Corporation Ownership, Confirmation Partnership.

Description of Respondents: Investment Companies.

Form Numbers: 1405, 1405A.

Annual Responses: 500.

Annual Burden: 500.

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Curtis B. Rich,

Management Analyst.

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[FR Doc. 2016-22857 Filed 9-21-16; 8:45 am]