Privacy Act of 1974; Department of Homeland Security/Federal Emergency Management Agency-001 National Emergency Family Registry and Locator System (NEFRLS) System of Records
Notice Of Privacy Act System Of Records.
In accordance with the Privacy Act of 1974, the Department of Homeland Security proposes to update and reissue a current Department of Homeland Security system of records titled, “Department of Homeland Security/Federal Emergency Management Agency—001 National Emergency Family Registry and Locator System of Records.” This system of records allows the Department of Homeland Security/Federal Emergency Management Agency to collect and maintain records on adults displaced from their homes or pre-disaster locations after a Presidentially-declared emergency or disaster. As a result of a biennial review of this system, this system of records notice has been updated as follows: (1) The security classification has changed to reflect that the system is sensitive but unclassified; and (2) the language in routine uses “A,” “C,” and “E” has been revised for clarity. Additionally, this notice includes non-substantive changes to simplify the formatting and text of the previously published notice. This updated system will be included in the Department of Homeland Security's inventory of record systems.
Table of Contents Back to Top
- FOR FURTHER INFORMATION CONTACT:
- SUPPLEMENTARY INFORMATION:
- I. Background
- II. Privacy Act
- System of Records
- System name:
- Security classification:
- System location:
- Categories of individuals covered by the system:
- Categories of records in the system:
- Authority for maintenance of the system:
- Routine uses of records maintained in the system, including categories of users and the purposes of such uses:
- Disclosure to consumer reporting agencies:
- Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:
- Retention and disposal:
- System Manager and address:
- Notification procedure:
- Record access procedures:
- Contesting record procedures:
- Record source categories:
- Exemptions claimed for the system:
DATES: Back to Top
Submit comments on or before December 23, 2013. This updated system will be effective December 23, 2013.
ADDRESSES: Back to Top
You may submit comments, identified by docket number DHS-2013 0077 by one of the following methods:
- Federal e-Rulemaking Portal: http://www.regulations.gov. Follow the instructions for submitting comments.
- Fax: (202) 343-4010.
- Mail: Karen L. Neuman, Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC 20528.
Instructions: All submissions received must include the agency name and docket number for this rulemaking. All comments received will be posted without change to http://www.regulations.gov, including any personal information provided.
Docket: For access to the docket to read background documents or comments received go to http://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Back to Top
For general questions please contact: Eric M. Leckey, (202) 212-5100, Privacy Officer, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20475. For privacy issues please contact: Karen L. Neuman, (202) 343-1717, Acting Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC 20528.
SUPPLEMENTARY INFORMATION: Back to Top
I. Background Back to Top
In accordance with the Privacy Act of 1974, 5 U.S.C. 552a, the Department of Homeland Security (DHS) Federal Emergency Management Agency (FEMA) proposes to update and reissue a current DHS/FEMA system of records titled, “DHS/FEMA—001 National Emergency Family Registry and Locator System (NEFRLS) System of Records.”
During Hurricane Katrina, displaced individuals experienced numerous difficulties in reuniting with family members after the disaster. As a result, Congress mandated in Section 689c of the Post-Katrina Emergency Management Reform Act (PKEMRA) of 2006, Pub. Law 109-295, that FEMA establish NEFRLS. FEMA has the discretionary authority to activate NEFRLS to help reunify families separated after an emergency or disaster declared by the President as defined in the Robert T. Stafford Disaster Relief and Emergency Assistance Act, 42 U.S.C. 5121-5207. Though the primary function of the NFERLS is to reunify families, anyone who may have trouble locating a family member during a disaster is welcome to register. NEFRLS is a nationally accessible and web-based system that allows adults, including medical patients, who have been displaced by a disaster or emergency to voluntarily enter personal information into a database to assist with the reunification process. Registrants can select who can view their personal information.
The DHS/FEMA NEFRLS System of Records also collects information from law enforcement officials (LEO) who use the system when responding to a missing persons report. The information FEMA collects from LEOs facilitates identity verification and their status as a member of law enforcement.
As a result of the biennial review, DHS/FEMA is updating records within the classification category to be sensitive but unclassified, rather than unclassified. While the system of records still remains unclassified, the update accurately reflects the sensitivity of the records as it involves the location data of displaced individuals.
This updated notice clarifies three routine uses. This notice updates routine use “A” to apply when DHS employees or former employees are involved in litigation; routine use “C” to include disclosure to the General Services Administration; and routine use “E” to clarify the language.
The DHS/FEMA—001 NEFRLS System of Records allows limited access to three groups of individuals. The groups are: (1) Registrants: Displaced adults or children registered in the system; (2) searchers: Individuals who are searching for family or household members who registered in the system; and (3) FEMA NEFRLS Administrators: FEMA personnel who have limited access to records for the purpose of sharing registrants' information with LEOs pursuant to an official missing persons report.
This updated system will be included in DHS's inventory of record systems.
II. Privacy Act Back to Top
The Privacy Act embodies fair information practice principles in a statutory framework governing the means by which federal government agencies collect, maintain, use, and disseminate individuals' records. The Privacy Act applies to information that is maintained in a “system of records.” A “system of records” is a group of any records under the control of an agency from which information is retrieved by the name of an individual or by some identifying number, symbol, or other identifying particular assigned to the individual. In the Privacy Act, an individual is defined to encompass U.S. citizens and lawful permanent residents. As a matter of policy, DHS extends administrative Privacy Act protections to all individuals when systems of records maintain information on U.S. citizens, lawful permanent residents, and visitors.
In accordance with 5 U.S.C. 552a(r), DHS has provided a report of this system of records to the Office of Management and Budget and to Congress.
System of Records Back to Top
Department of Homeland Security (DHS)/Federal Emergency Management Agency (FEMA)—001.
DHS/FEMA—001 National Emergency Family Registry and Locator System (NEFRLS) System of Records.
Sensitive but unclassified.
Records are maintained at FEMA Headquarters in Washington, DC and field offices.
Categories of individuals covered by the system:
Categories of individuals covered by the system include: registrants (adult individual(s)) who have been displaced by a Presidentially-declared disaster or emergency and who voluntarily register in NEFRLS; family or household members who are traveling with the registrant or who lived in the pre-disaster residence immediately preceding the disaster; searchers who are searching for missing family or household members; and federal, state, local, tribal, territorial, international, or foreign law enforcement officials (LEO) that are searching for missing persons that may have been displaced by a Presidentially-declared disaster or emergency pursuant to an official missing persons report.
Categories of records in the system:
Information about registrant consists of:
- Authenticated Individual's Full Name;
- Date of Birth;
- Current Phone;
- Alternate Phone;
- Current Address;
- Pre-Disaster Address;
- Name and Type of Current Location; (i.e. shelter, hotel, or family/friend's home);
- Traveling with Pets (Yes or No);
- Identity Authentication Approval or Nonapproval (DHS/FEMA maintains the fact of the authentication, but the answers to the questions provided to the third party organization are not maintained by DHS/FEMA);
- System-Specific Username and Password; and
- Personal Message (may consist of up to 300 characters intended for designated family or household members to read).
Information about the family/household members traveling with the registrant in NEFRLS consists of:
- Family/Household Members' Full Name;
- Current Phone;
- Alternate Phone;
- Current Address;
- Pre-Disaster address;
- Name and type of current location; (i.e., shelter, hotel, or family/friend's home);
- Traveling with Pets (Yes or No);
- Personal Message: (may consist of up to 300 characters for listed, designated family, or household members to read.)
Information about the individual searching NEFRLS for a registrant or family/household member (searcher) consists of:
- Searching Individual's Full Name;
- Permanent Address;
- Alternate Phone;
- Date of Birth;
- Identity Authentication Approval or Nonapproval (DHS/FEMA maintains the fact of the authentication, but the answers to the questions provided to the third party organization are not maintained by DHS/FEMA); and
- System-Specific Username and Password.
Information about a LEO collected by a FEMA NEFRLS Administrator for verification and status:
- Law Enforcement Official's Title;
- First Name;
- Last Name;
- Badge number/Law Enforcement License ID Number;
- Agency Name;
- Zip Code;
- Contact Phone;
- Contact Email;
- Supervisor Name;
- Supervisor Contact Number;
- Supervisor Contact Email;
- Agency City;
- Agency County/Parish;
- Agency State; and
- Verification Data.
Authority for maintenance of the system:
The purpose of this system is to reunify families and household members following a Presidentially-declared disaster or emergency. Families using NEFRLS, registrants, and searchers must acknowledge that information in NEFRLS may be disclosed to searchers upon request. Information may also be disclosed to federal, state, local, tribal, territorial, international, or foreign agencies, LEO, and voluntary agencies.
Routine uses of records maintained in the system, including categories of users and the purposes of such uses:
In addition to those disclosures generally permitted under 5 U.S.C. 552a(b) of the Privacy Act, all or a portion of the records or information contained in this system may be disclosed outside DHS as a routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:
A. To the Department of Justice (DOJ), including U.S. Attorney Offices, or other federal agency conducting litigation or in proceedings before any court, adjudicative, or administrative body, when it is relevant or necessary to the litigation and one of the following is a party to the litigation or has an interest in such litigation:
1. DHS or any component thereof;
2. Any employee or former employee of DHS in his/her official capacity;
3. Any employee or former employee of DHS in his/her individual capacity when DOJ or DHS has agreed to represent the employee; or
4. The United States or any agency thereof.
B. To a congressional office from the record of an individual in response to an inquiry from that congressional office made at the request of the individual to whom the record pertains.
C. To the National Archives and Records Administration (NARA) or General Services Administration pursuant to records management inspections being conducted under the authority of 44 U.S.C. 2904 and 2906.
D. To an agency or organization for the purpose of performing audit or oversight operations as authorized by law, but only such information as is necessary and relevant to such audit or oversight function.
E. To appropriate agencies, entities, and persons when:
1. DHS suspects or has confirmed that the security or confidentiality of information in the system of records has been compromised;
2. DHS has determined that as a result of the suspected or confirmed compromise, there is a risk of identity theft or fraud, harm to economic or property interests, harm to an individual, or harm to the security or integrity of this system or other systems or programs (whether maintained by DHS or another agency or entity) that rely upon the compromised information; and
3. The disclosure made to such agencies, entities, and persons is reasonably necessary to assist in connection with DHS's efforts to respond to the suspected or confirmed compromise and prevent, minimize, or remedy such harm.
F. To contractors and their agents, grantees, experts, consultants, and others performing or working on a contract, service, grant, cooperative agreement, or other assignment for DHS, when necessary to accomplish an agency function related to this system of records. Individuals provided information under this routine use are subject to the same Privacy Act requirements and limitations on disclosure as are applicable to DHS officers and employees.
G. To an appropriate federal, state, local, tribal, territorial, international, or foreign law enforcement agency or other appropriate authority charged with investigating or prosecuting a violation or enforcing or implementing a law, rule, regulation, or order, when a record, either on its face or in conjunction with other information, indicates a violation or potential violation of law, which includes criminal, civil, or regulatory violations and such disclosure is proper and consistent with the official duties of the person making the disclosure.
H. To appropriate authorized federal, state, local, tribal, territorial, international, or foreign law enforcement officers charged with investigating the whereabouts or locating missing persons.
I. To the National Center for Missing and Exploited Children and voluntary organizations as defined in 44 CFR 206.2(a)(27) that have an established disaster assistance program to address the disaster-related unmet needs of disaster victims, are actively involved in the recovery efforts of the disaster, and either have a national membership, in good standing, with the National Voluntary Organizations Active in Disaster, or are participating in the disaster's Long-Term Recovery Committee for the express purpose of reunifying families.
J. To federal, state, local, tribal, territorial, international, or foreign agencies that coordinate with FEMA under the National Response Framework (an integrated plan explaining how the federal government will interact with and support state, local, tribal, territorial, and non-governmental entities during a Presidentially-declared disaster or emergency) for the purpose of assisting with the investigation on the whereabouts of or locating missing persons.
Disclosure to consumer reporting agencies:
Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:
Records in this system are stored electronically or on paper in secure facilities in a locked drawer behind a locked door. The records are stored on magnetic disc, tape, and digital media.
Records may be retrieved by name, address, and phone number of the individual registering or searching in the National Emergency Family Registry and Locator System.
Records in this system are safeguarded in accordance with applicable rules and policies, including all applicable DHS automated systems security and access policies. Strict controls have been imposed to minimize the risk of compromising the information that is being stored. Access to the computer system containing the records in this system is limited to those individuals who have a need to know the information for the performance of their official duties and who have appropriate clearances or permissions.
Retention and disposal:
In accordance with the FEMA Records Schedule (FRS) and NARA Disposition Authority number N1-311-09-1, records and reports related to and regarding registrations and searchers in NEFRLS performed by a displaced person, Call Center Operator on behalf of a displaced person, or family and friends will be cut off 60 days after the last edit to the record and destroyed/deleted three years after the cutoff. Additionally, in compliance with FRS and NARA Disposition Authority number N1-311-04-5, Item 3, records in this system associated with a domestic catastrophic event will have permanent value. A catastrophic event may be any natural or manmade incident, including terrorism, which results in extraordinary levels of mass casualties, damage, or disruption severely affecting the population, infrastructure, environment, economy, national morale, and/or government functions. A catastrophic event could result in sustained national impacts over a prolonged period of time; almost immediately exceeds resources normally available to state, local, tribal, territorial and private-sector authorities in the impacted area; and significantly interrupts governmental operations and emergency services to such an extent that national security could be threatened.
System Manager and address:
Deputy Director, Individual Assistance, Disaster Assistance Directorate, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20472.
Individuals seeking notification of and access to any record contained in this system of records, or seeking to contest its content, may submit a request in writing to FEMA's FOIA Officer whose contact information can be found at http://www.dhs.gov/foia under “Contacts.” If an individual believes more than one component maintains Privacy Act records concerning him or her, the individual may submit the request to the Chief Privacy Officer and Chief Freedom of Information Act Officer, Department of Homeland Security, 245 Murray Drive SW., Building 410, STOP-0655, Washington, DC 20528.
When seeking records about yourself from this system of records or any other Departmental system of records your request must conform with the Privacy Act regulations set forth in 6 CFR Part 5. You must first verify your identity, meaning that you must provide your full name, current address and date and place of birth. You must sign your request, and your signature must either be notarized or submitted under 28 U.S.C. 1746, a law that permits statements to be made under penalty of perjury as a substitute for notarization. While no specific form is required, you may obtain forms for this purpose from the Chief Privacy Officer and Chief Freedom of Information Act Officer, http://www.dhs.gov or 1-866-431-0486. In addition you should:
- Explain of why you believe the Department would have information on you;
- Identify which component(s) of the Department you believe may have the information about you; and
- Specify when you believe the records were created.
Provide any other information that will help the FOIA staff determine which DHS component agency may have responsive records. If your request is seeking records pertaining to another living individual, you must include a statement from that individual certifying his/her agreement for you to access his/her records.
Without this bulleted information the component(s) may not be able to conduct an effective search, and your request may be denied due to lack of specificity or lack of compliance with applicable regulations.
Record access procedures:
See “Notification procedure” above.
Contesting record procedures:
See “Notification procedure” above.
Record source categories:
Records are obtained from registrants of NEFRLS and individuals searching the NEFRLS, LEOs, and the third party authentication service indicating an individual has been approved or not approved.
Exemptions claimed for the system:
Dated: November 6, 2013.
Karen L. Neuman,
Chief Privacy Officer, Department of Homeland Security.
[FR Doc. 2013-27897 Filed 11-20-13; 8:45 am]
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