Upon Written Request; Copies Available From: Securities and Exchange Commission Office of Filings and Information Services Washington, DC 20549
Form T-6, SEC File No. 270-344, OMB Control No. 3235-0391
Form 11-K, SEC File No. 270-101, OMB Control No. 3235-0082
Form 144, SEC File No. 270-112, OMB Control No. 3235-0101
Regulation S-B, SEC File No. 270-370, OMB Control No. 3235-0417
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (“Commission”) has submitted to the Office of Management and Budget requests for extension of the previously approved collections of information discussed below.
Form T-6 is a statement of eligibility and qualification for a foreign corporate trustee under the Trust Indenture Act of 1939. Form T-6 provides the basis for determining if a trustee is qualified. Form T-6 is filed on occasion and the information required is mandatory. All information is provided to the public upon request. Form T-6 takes approximately 17 burden hours to prepare and is filed by 15 respondents. It is estimated that 25% of the 255 total burden hours (64 hours) would be prepared by the filer.
Form 11-K is the annual report designed for use by employee stock purchase, savings and similar plans to facilitate their compliance with the reporting requirement. Form 11-K is necessary to provide employees with information, including financial information, with respect to the investment vehicle or plan itself. Form 11-K provides the employees with the necessary information to assess the performance of the investment vehicle in which their money is invested. Form 11-K is filed on occasion and the information required is mandatory. All information is provided to the public upon request. Form 11-K takes approximately 30 burden hours to prepare and is filed by 774 respondents for a total of 23,220 annual burden hours.
Form 144 is used to report the sale of securities during any three month period that exceeds 500 shares or other units or has an aggregate sales price in excess of $10,000. The information requested is mandatory. Form 144 operates in conjunction with Rule 144. If the information collection was not required, the objectives of the rule could be frustrated. All information is provided to the public upon request. Form 144 takes 2 burden hours to prepare and is filed by 18,096 respondents for a total of 36,192 annual burden hours.
Regulation S-B provides an integrated disclosure system for small business issuers that file registration statements under the Securities Act of 1933 and reports under the Securities Exchange Act of 1934. The information requested is mandatory. The information collected is intended to ensure the adequacy of information available to investors in the registration of securities. All information is provided to the public upon request. Regulation S-B takes approximately one burden hour to review and is filed by one respondent for a total of one annual burden hour. The one hour associated with Regulation S-B is strictly an administrative reporting burden.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number.
Written comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503; and (ii) Michael E. Bartell, Associate Executive Director, Office of Information Technology, Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549. Comments must be submitted to OMB within 30 days of this notice.Start Signature
Dated: June 26, 2000.
Margaret H. McFarland,
[FR Doc. 00-16743 Filed 6-30-00; 8:45 am]
BILLING CODE 8010-01-M