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Food and Drug Administration Modernization Act of 1997: Modifications to the List of Recognized Standards
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AGENCY:
Food and Drug Administration, HHS.
ACTION:
Notice.
SUMMARY:
The Food and Drug Administration (FDA) is announcing a publication containing modifications the agency is making to the list of standards FDA recognizes for use in premarket reviews (FDA recognized consensus standards). This publication, entitled “Modifications to the List of Recognized Standards, Recognition List Number: 012” (Recognition List Number: 012), will assist manufacturers who elect to declare conformity with consensus standards to meet certain requirements for medical devices.
DATES:
Submit written or electronic comments concerning this document at any time. See section VII of this document for the effective date of the recognition of standards announced in this document.
ADDRESSES:
Submit written requests for single copies on a 3.5″ diskette of “Modifications to the List of Recognized Standards, Recognition List Number: 012” to the Division of Small Manufacturers, International and Consumer Assistance, Center for Devices and Radiological Health (HFZ-220), Food and Drug Administration, 1350 Piccard Dr., Rockville, MD 20850. Send two self-addressed adhesive labels to assist that office in processing your requests, or fax your request to 301-443-8818. Submit written comments concerning this document, or recommendations for additional standards for recognition, to the contact person (see
FOR FURTHER INFORMATION CONTACT
). Submit electronic comments by e-mail:
standards@cdrh.fda.gov. This document may also be accessed on FDA's Internet site at
http://www.fda.gov/cdrh/fedregin.html. See section VI of this document for electronic access to the searchable database for the current list of FDA recognized consensus standards, including Recognition List Number: 012 modifications and other standards related information.
FOR FURTHER INFORMATION CONTACT:
Carol L. Herman, Center for Devices and Radiological Health (HFZ-84), Food and Drug Administration, 12720 Twinbrook Pkwy., MD 20857, 301-827-0021.
SUPPLEMENTARY INFORMATION:
I. Background
Section 204 of the Food and Drug Administration Modernization Act of 1997 (FDAMA) (Public Law 105-115) amended section 514 of the Federal Food, Drug, and Cosmetic Act (the act) (21 U.S.C. 360d). Amended section 514 allows FDA to recognize consensus standards, developed by international and national organizations, for use in satisfying portions of device premarket review submissions or other requirements.
In a notice published in the
Federal Register
of February 25, 1998 (63 FR 9561), FDA announced the availability of a guidance entitled “Recognition and Use of Consensus Standards.” The notice described how FDA will implement its standard recognition program and provided the initial list of FDA recognized consensus standards.
In
Federal Register
notices published on October 16, 1998 (63 FR 55617), July 12, 1999 (64 FR 37546), November 15, 2000 (65 FR 69022), May 7, 2001 (66 FR 23032), January 14, 2002 (67 FR 1774), October 2, 2002 (67 FR 61893), April 28, 2003 (68 FR 22391), March 8, 2004 (69 FR 10712), June 18, 2004 (69 FR 34176), and October 4, 2004 (69 FR 59240), FDA modified its initial list of FDA recognized consensus standards. These notices described the addition, withdrawal, and revision of certain standards recognized by FDA. The agency maintains “hypertext markup language” (HTML) and “portable document format” (PDF) versions of the list of FDA recognized consensus standards. Both versions are publicly accessible at the agency's Internet site at
http://www.fda.gov/cdrh/stdsprog.html. See section VI of this document for electronic access information. Interested persons should review the supplementary information sheet for the standard to understand fully the extent to which FDA recognizes the standard.
II. Modifications to Recognition List Number: 012
FDA is announcing the addition, withdrawal, correction, and revision of certain consensus standards the agency will recognize for use in satisfying premarket reviews and other requirements for devices. FDA will incorporate these modifications in the list of FDA recognized consensus standards in the agency's searchable database. FDA will use the term “Recognition List Number: 012” to identify these current modifications.
In table 1 of this document, FDA describes the following modifications: (1) The withdrawal of standards and their replacement by others, (2) the correction of errors made by FDA in listing previously recognized standards, and (3) the changes to the supplementary information sheets of recognized standards that describe revisions to the applicability of the standards.
In section III of this document, FDA lists modifications the agency is making that involve the initial addition of standards not previously recognized by FDA.
Table 1.
Old Item No.
Standard
Change
Replacement Item No.
A. Anesthesia
3
ASTM F1161-88, Standard Specification for Minimum Performance and Safety Requirements for Components and Systems of Anesthesia Gas Machines
Contact person
4
ASTM F1242-96, Standard Specification for Cuffed and Uncuffed Tracheal Tubes
Withdrawn
7
ASTM F1627-95, Standard Specification for Pediatric Tracheostomy Tubes
Withdrawn
( printed page 30757)
9
IEC 60601-2-12 (2001-10), Medical Electrical Equipment—Part 2-12: Particular Requirements for the Safety of Lung Ventilators—Critical Care Ventilators
Withdrawn and replaced with newer version
60
15
ISO 5361-4: 1987, Tracheal Tubes—Part 4: Cole Type
Contact person
18
ISO 8359: 1996, Oxygen Concentrators for Medical Use—Safety Requirements
Contact person
19
ISO 8382: 1988, Resuscitators Intended for Use With Humans
Contact person
20
ISO 9703-1: 1992, Anesthesia and Respiratory Care Alarm Signals—Part 1: Visual Alarm Signals
Withdrawn
21
ISO 9703-2: 1994, Anesthesia and Respiratory Care Alarm Signals—Part 2: Auditory Alarm Signals
Withdrawn
30
IEC 60601-2-13 (2003-05), Medical Electrical Equipment—Part 2-13: Particular Requirements for the Safety and Essential Performance of Anesthetic Systems
Withdrawn and replaced with newer version
61
31
ISO 5356-1: 2004, Anaesthetic and Respiratory Equipment—Conical Connectors—Part 1: Cones and Sockets
Withdrawn and replaced with newer version
62
35
ISO 5361: 1999, Anaesthetic and Respiratory Equipment—Tracheal Tubes and Connectors
Contact person
38
CGA V-1: 2003, Standard for Compressed Gas Cylinder Valve Outlet and Inlet Connections
Withdrawn and replaced with newer version
63
42
ISO 5360: 1993, Anaesthetic Vaporizers—Agent Specific Filling Systems
Contact person
44
ISO 5366-1: 2000, Anaesthetic and Respiratory Equipment—Tracheostomy Tubes—Part 1: Tubes and Connectors for Use in Adults
Contact person and type of standard
50
ASTM F920-93 (1999), Standard Specification for Minimum Performance and Safety Requirements for Resuscitators Intended for Use With Humans
Contact person
52
ASTM F1463-93 (1999), Standard Specification for Alarm Signals in Medical Equipment Used in Anesthesia and Respiratory Care
Contact person
53
ASTM F1464-93 (1999), Standard Specification for Oxygen Concentrators for Domiciliary Use
Contact person
54
ASME PVHO-1-2002-2003, Safety Standard for Pressure Vessels for Human Occupancy
Withdrawn and replaced with newer version
64
55
ASTM F1054-01, Standard Specification for Conical Fittings
Contact person
57
ASTM F1101-90 (2003)e1, Standard Specification for Ventilators Intended for Use During Anesthesia
Contact person
59
ASTM F1456-01, Standard Specification for Minimum Performance and Safety Requirements for Capnometers
IEC 60601-2-19 1996-10, “Amendment 1”—Medical Electrical Equipment—Part 2: Particular Requirements for Safety of Baby Incubators
Title
32
IEC 60601-2-20 1996-10, “Amendment 1”—Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Transport Incubators
Title
37
ASTM F1054-01, Standard Specification for Conical Fittings
Withdrawn and replaced with newer version
120
63
ISO 8536-7-1999, Infusion Equipment for Medical Use—Part 7: Caps Made of Aluminum-Plastics Combinations for Infusion Bottles
Title
65
ISO 8536-2-2001, Infusion Equipment for Medical Use—Part 2: Closures for Infusion Bottles
Withdrawn and replaced with newer version
121
67
ISO 8536-5-2004, Infusion Equipment for Medical Use—Part 5: Burette Type Infusion Sets for Single Use, Gravity Feed
Withdrawn and replaced with newer version
122
71
ASTM E667-03, Standard Specification for Mercury-in-Glass, Maximum Self-Registering Clinical Thermometers
Withdrawn and replaced with newer version
123
73
ASTM E1104-03, Standard Specification for Clinical Thermometer Probe Covers and Sheaths
Withdrawn and replaced with newer version
124
74
ASTM E1965-03, Standard Specification for Infrared Thermometers for Intermittent Determination of Patient Temperature
Withdrawn and replaced with newer version
125
75
ISO 8536-4-2004, Infusion Equipment for Medical Use—Part 4: Infusion Sets for Single Use, Gravity Feed
Withdrawn and replaced with newer version
126
76
ISO 1135-4-2004, Transfusion Equipment for Medical Use—Part 4: Transfusion Sets for Single Use
Withdrawn and replaced with newer version
127
78
ASTM F1670-03, Standard Test Method for Resistance of Materials Used in Protective Clothing to Penetration by Synthetic Blood
Withdrawn and replaced with newer version
128
79
ISO 594/2-1998, Conical Fittings With a 6% (Luer) Taper for Syringes, Needles and Certain Other Medical Equipment—Part 2: Lock Fittings
Withdrawn and replaced with newer version
129
E. Materials
36
ASTM F1801-97 (2004), Standard Practice for Corrosion Fatigue Testing of Metallic Implant Materials
Withdrawn and replaced with newer version
103
51
ASTM F1108-04, Standard Specification for Titanium-6Aluminum-4Vanadium Alloy Castings for Surgical Implants (UNS R56406)
Withdrawn and replaced with newer version
104
69
Title: ISO 5832-10: 1996, Implants for Surgery—Metallic Materials—Part 10: Wrought Titanium 5-Aluminum 2,5-Iron
Withdrawn
70
Title: ASTM F2052-02, Standard Test Method for Measurement of Magnetically Induced Displacement Force on Medical Devices in the Magnetic Resonance Environment
Error in October 4, 2004
Federal Register
Notice (69 FR 59240) (Recognition List Number: 011) [Docket No. 2004N-0226]—not withdrawn
70
96
ASTM F1635-04(a), Standard Test Method for In Vitro Degradation Testing of Hydrolytically Degradable Polymer Resins and Fabricated Forms for Surgical Implants
Withdrawn and replaced with newer version
105
F. Ophthalmic
5
ISO 9363-1: 1994, Optics and Optical Instruments—Contact Lenses—Determination of Cytotoxicity of Contact Lens Material—Part 1: Agar Overlay Test and Growth Inhibition Test
Withdrawn
( printed page 30759)
14
ANSI Z80.20-2004, Ophthalmics—Contact Lenses—Standard Terminology, Tolerances, Measurements and Physicochemical Properties
Withdrawn and replaced with newer version
34
15
ISO 9394:1998, Ophthalmic Optics—Contact Lenses and Contact Lens Care Products—Determination of Biocompatibility by Ocular Study Using Rabbit Eyes
Title
30
ANSI Z80.7-2002, Ophthalmics—Intraocular Lenses
Title
G. Radiology
1
ANSI PH 2.43-1982, Method for Sensitometry/Medical X-Ray Screen-Film
IEC/ISO 10918-1: 1994, Information Technology—Digital Compression and Coding of Continuous-Tone Still Images—Part 1: Requirements and Guidelines
Title
8
IEC 60336 (R1993), X-Ray Tube Assemblies for Medical Diagnosis—Characteristics of Focal Spots
Title and standards development organization
14
NEMA MS 5-2003, Determination of Slice Thickness in Diagnostic Magnetic Resonance Imaging
Withdrawn and replaced with newer version
125
22
IEC NEMA XR5-1992 (R1999), Measurement of Dimensions and Properties of Focal Spots of Diagnostic X-Ray Tubes
Withdrawn
23
NEMA XR 10-1986 (R1992, R1998), Measurement of the Maximum Symmetrical Radiation Field From a Rotating Anode X-Ray Tube Used for Medical Diagnosis
Contact person, title, and standards development organization
33
IEC 60601-2-1: 1998, Medical Electrical Equipment—Part 2: Particular Requirements for Medical Electron Accelerators in the Range 1 MeV to 50 MeV
Withdrawn
36
IEC 60601-2-9 (1996-10), Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Patient Contact Dosimeters Used in Radiotherapy With Electrically Connected Radiation Detectors—ed. 2.0
Title
40
IEC 60601-2-28: 2003, Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of X-Ray Source Assemblies and X-Ray Tube Assemblies for Medical Diagnosis—ed. 1.0
Withdrawn and replaced with newer version
126
42
IEC 60601-2-32: 2003, Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Associated Equipment of X-Ray Equipment—ed. 1.0
Withdrawn and replaced with newer version
127
50
IEEE N42.13-1993, Calibration and Usage of “Dose Calibrator” Ionization Chambers for the Assay of Radionuclides
Withdrawn and replaced with newer version
128
52
UL 544 (1998), Standard for Medical and Dental Equipment—ed. 4.0
UL 122 (1999), Standard for Photographic Equipment—ed. 4.0
Title
62
UL 187 (1998), Standard for X-Ray Equipment—ed. 7.0
Title
74
NEMA MS 7-1998, Measurement Procedure for Time-Varying Gradient Fields (dB/dt) for Magnetic Resonance Imaging Systems
Withdrawn
75
NEMA NU 1-2004, Performance Measurements of Scintillation Cameras
Withdrawn and replaced with newer version
129
83
IEC 60601-2-37 2004, Medical Electrical Equipment—Part 2-37: Particular Requirements for the Safety of Ultrasonic Medical Diagnostic and Monitoring Equipment Consolidated, ed. 1.1
IEC 60601-2-1 (1998-06), Medical Electrical Equipment—Part 2-1: Particular Requirements for the Safety of Electron Accelerators in the Range 1 MeV to 50 MeV
Title
91
IEC 60601-2-8 (1997-08), Amendment 1—Medical Electrical Equipment—Part 2: Particular Requirements for the Safety of Therapeutic X-Ray Equipment Operating in the Range 10 kV to 1 MV
Title
98
IEC 60731 (2002-06), Amendment 1—Medical Electrical Equipment—Dosimeters With Ionization Chambers as Used in Radiotherapy
Withdrawn and replaced with newer version
132
120
IEC 60601-2-44 (2002-11), Medical Electrical Equipment—Part 2-44: Particular Requirements for the Safety of X-Ray Equipment for Computed Tomography—ed. 2.1
Title
H. Sterility
121
ASTM D4169-04a, Standard Practice for Performance Testing of Shipping Containers and Systems
Extent of recognition
123
ASTM F2096-04, Standard Test Method for Detecting Gross Leaks in Medical Packaging by Internal Pressurization (Bubble Test)
Title
135
ANSI/AAMI ST63: 2002, Sterilization of Health Care Products—Requirements for the Development, Validation and Routine Control of an Industrial Sterilization Process for Medical Devices—Dry Heat
Title
III. Listing of New Entries
The listing of new entries and consensus standards added as modifications to the list of recognized standards under Recognition List Number: 012, follows:
Table 2.
Item No.
Title of Standard
Reference No. and Date
A. General Hospital/General Plastic Surgery
114
Pen-Injectors for Medical Use—Part 1: Pen-Injectors—Requirements and Test Methods
ISO 11608-1: 2000
115
Pen-Injectors for Medical Use—Part 2: Needles—Requirements and Test Methods
ISO 11608-2: 2000
116
Pen-Injectors for Medical Use—Part 3: Finished Cartridges—Requirements and Test Methods
ISO 11608-3: 2000
117
Standard Specification for Blood/Intravenous Fluid/Irrigation Fluid Warmers
ASTM F2172-02
118
Standard Specification for Circulating Liquid and Forced Air Patient Temperature Management Devices
ASTM F2196-02
B. Radiology
121
Ultrasonics—Surgical Systems—Measurement and Declaration of the Basic Output Characteristics, ed. 1.0
IEC 61847: 1998
122
Medical Electrical Equipment—Requirements for the Safety of Radiotherapy Treatment Planning Systems, ed. 1.0
IEC 62083: 2000
123
Ultrasonics—Physiotherapy Systems—Performance Requirements and Methods of Measurement in the Frequency Range 0.5 MHz to 5 MHz, ed. 1.0
IEC 61689: 1996
C. Sterility
144
Standard Test Method for Linear Measurement Using Precision Steel Rule
ASTM F2203-02
e1
145
Standard Practice for Coating/Adhesive Weight Determination
ASTM F2217-02
146
Standard Test Method of Leaks in Non-Sealed and Empty Medical Packaging Trays by CO2
Tracer Gas Method
ASTM F2227-02
147
Standard Test Method for Non-Destructive Detection of Leaks in Medical Packaging Which Incorporates Porous Barrier Material by CO2
Tracer Gas Method
ASTM F2228-02
( printed page 30761)
148
Standard Practice for Evaluation of Chemical Resistance of Printed Inks and Coatings on Flexible Packaging Materials
ASTM F2250-03
149
Standard Test Method for Thickness Measurement of Flexible Packaging Materials
ASTM F2251-03
e1
150
Standard Practice for Evaluating Ink or Coating Adhesion to Flexible Packaging Materials Using Tape
ASTM F2252-03
151
Standard Test Method for Nondestructive Detection of Leaks in Packages by Vacuum Decay Method
FDA will incorporate the modifications and minor revisions described in this document into the database and, upon publication in the
Federal Register
, this recognition of consensus standards will be effective. FDA will announce additional modifications and minor revisions to the list of recognized consensus standards, as needed, in the
Federal Register
once a year, or more often, if necessary.
V. Recommendation of Standards for Recognition by FDA
Any person may recommend consensus standards as candidates for recognition under the new provision of section 514 of the act by submitting such recommendations, with reasons for the recommendation, to the contact person (see
FOR FURTHER INFORMATION CONTACT
). To be properly considered, such recommendations should contain, at a minimum, the following information: (1) Title of the standard, (2) any reference number and date, (3) name and address of the national or international standards development organization, (4) a proposed list of devices for which a declaration of conformity to this standard should routinely apply, and (5) a brief identification of the testing or performance or other characteristics of the device(s) that would be addressed by a declaration of conformity.
VI. Electronic Access
In order to receive “Guidance on the Recognition and Use of Consensus Standards” via your fax machine, call the Center for Devices and Radiological Health (CDRH) Facts-On-Demand system at 800-899-0381 or 301-827-0111 from a touch-tone telephone. Press 1 to enter the system. At the second voice prompt, press 1 to order a document. Enter the document number 321 followed by the pound sign. Follow the remaining voice prompts to complete your request.
You may also obtain a copy of “Guidance on the Recognition and Use of Consensus Standards” by using the Internet. CDRH maintains a site on the Internet for easy access to information including text, graphics, and files that you may download to a personal computer with access to the Internet. Updated on a regular basis, the CDRH home page includes the guidance as well as the current list of recognized standards and other standards related documents. After publication in the
Federal Register
, this document announcing “Modification to the List of Recognized Standards, Recognition List Number: 012” will be available on the CDRH home page. You may access the CDRH home page at
http://www.fda.gov/cdrh.
You may access “Guidance on the Recognition and Use of Consensus Standards,” and the searchable database for FDA recognized consensus standards through the hyperlink at
http://www.fda.gov/cdrh/stdsprog.html.
Interested persons may submit to the contact person (see
FOR FURTHER INFORMATION CONTACT
) written or electronic comments regarding this document. Two copies of any mailed comments are to be submitted, except that individuals may submit one paper copy. Comments are to be identified with the docket number found in brackets in the heading of this document. FDA will consider any comments received in determining whether to amend the current listing of modifications to the list of recognized standards, Recognition List Number: 012. These modifications to the list or recognized standards are effective upon publication of this notice in the
Federal Register
.
Dated: May 16, 2005.
Linda S. Kahan,
Deputy Director, Center for Devices and Radiological Health.