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Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction

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Information about this document as published in the Federal Register.

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AGENCY:

Securities and Exchange Commission.

ACTION:

Correcting amendment.

SUMMARY:

In connection with rules adopted in Release No. 34-40761 (December 8, 1998), 63 FR 70952 (December 22, 1998) (“Original Release”), the Commission is making a technical correction to the delegation of authority to the Director of the Division of Market Regulation appearing in the Commission's Rules of Practice and Investigations. Specifically, the Commission is correcting a cross-reference appearing in the delegation.

EFFECTIVE DATE:

February 20, 1999.

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FOR FURTHER INFORMATION CONTACT:

Frances Sienkiewicz, Securities and Exchange Commission, at (202) 551-5418.

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SUPPLEMENTARY INFORMATION:

The Commission is making a technical correction to Rule 30-3(a)(59) of its Start Printed Page 1283Rules of Practice and Investigations. Currently, Rule 30-3(a)(59) contains a cross-reference to paragraph (e)(6)(iii) of Rule 19b-4 under the Securities Exchange Act of 1934. In connection with the adoption in the Original Release of a new paragraph (e) to Rule 19b-4, the cross-reference to paragraph (e)(6)(iii) of Rule 19b-4 appearing in Rule 30-3(a)(59) should have been redesignated as paragraph (f)(6)(iii) of Rule 19b-4, to reflect the redesignation of former paragraph (e) of Rule 19b-4 as paragraph (f) of Rule 19b-4. This document corrects that cross-reference.

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List of Subjects in 17 CFR Part 200

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Accordingly,

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PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS

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1. The authority citation for Part 200 continues to read in part as follows:

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Authority: 15 U.S.C. 77o, 77s, 77sss, 78d, 78d-1, 78d-2, 78w, 78 ll (d), 78mm, 80a-37, 80b-11, and 7202, unless otherwise noted.

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[Amended]
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2. Section 200.30-3(a)(59) is amended by revising the cite “(e)(6)(iii)” to read “(f)(6)(iii)”.

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Dated: January 5, 2007.

Nancy M. Morris,

Secretary.

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[FR Doc. E7-238 Filed 1-10-07; 8:45 am]

BILLING CODE 8011-01-P