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List of Office of Thrift Supervision Information Collections Transferred to the Office of the Comptroller of the Currency and the Board of Governors of the Federal Reserve System Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System (Board).


Joint notice.


On July 21, 2010, President Barack Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). As part of the comprehensive package of financial regulatory reform measures enacted, Title III of the Dodd-Frank Act transfers the powers, authorities, rights and duties of the Office of Thrift Supervision (OTS) to other banking agencies, including the OCC and the Board on the “transfer date.” The transfer date is one year after the date of enactment of the Dodd-Frank Act, July 21, 2011. The Dodd-Frank Act also abolishes the OTS ninety days after the transfer date. As a result of the Dodd-Frank Act, OTS transferred all of its information collections to either the OCC or the Board, as appropriate.

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OCC: Mary H. Gottlieb or Ira L. Mills, OCC Clearance Officers, (202) 874-5090 or (202) 874-6055, Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219.

Board: Cynthia Ayouch, Federal Reserve Board Clearance Officer, (202) 452-3829, Division of Research and Statistics, Board of Governors of the Federal Reserve System, 20th and C Streets, NW., Washington, DC 20551. Telecommunications Device for the Deaf (TDD) users may call (202) 263-4869.

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This joint notice sets out the list of the OTS's information collections that were transferred to either the OCC or the Board, as appropriate. The tables below indicate the former OTS OMB control numbers for each information collection and the new OMB control numbers for each related OCC or Board information collection.[1] For additional details on any of these information collections, please refer to the following Web site:​public/​do/​PRAMain. Also, the reporting forms applicable to savings and loan holding companies are available on the Board's public Web site at:​reportforms/​slhc/​otsforms.cfm. Finally, the Dodd-Frank Act also provides that on the designated transfer date, July 21, 2011, rulemaking and certain other authorities relating to Federal consumer financial law transferred to the Consumer Financial Protection Bureau (CFPB). In connection with this transfer of authorities, certain information collections held by OCC and the Board will be transferred to the CFPB. A separate notice will be published identifying the collections transferring to the CFPB.

OTS Information Collections That Were Transferred to the OCC

OTS control No.TitleInterim control No.Final control No.
1550-0003Suspicious Activity Report1557-02701557-0180.
1550-0004Deposit and Savings Account by OfficeDiscontinuedDiscontinued.
1550-0005Interagency Charter and Federal Deposit Insurance Application1557-02691557-0014.
1550-0006Branch Office1557-02681557-0014.
1550-0007Application for Conversion1557-02671557-0014.
1550-0011General Reporting and Recordkeeping by Savings Assocs.1557-02661557-0176. 1557-0266.
1550-0012Community Reinvestment Act1557-02651557-0160.
1550-0013Request for Service Corporation Activity1557-02641557-0014.
1550-0016Merger Application1557-02741557-0014.
1550-0017Amendment of a Savings Association's Bylaws1557-02771557-0014.
1550-0018Amendment of a Savings Association's Charter1557-03061557-0014.
1550-00191934 Act Disclosures1557-02581557-0106.
1550-0021Loan Application Register1557-02561557-0176.
1550-0023Thrift Financial Report1557-02551557-0081.
1550-0025Purchase of Branch Office(s) and/or Transfer of Assets/Liabilities1557-02541557-0014.
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1550-0030Application For Issuance of Subordinated Debt Securities/Notice of Issuance of Subordinated Debt or Mandatorily Redeemable Preferred Stock1557-02761557-0014.
1550-0032Interagency Notice of Change in Control1557-02721557-0014.
1550-0035Securities Offering Disclosures1557-02731557-0120.
1550-0037Fiduciary Powers of Savings Associations1557-02621557-0140.
1550-0041Procedures for Monitoring Bank Secrecy Act1557-02631557-0180.
1550-0047Notice of Hiring or Indemnifying Senior Executive Officers or Directors1557-02611557-0014.
1550-0051Management Officials Interlocks1557-02601557-0014.
1550-0053Application Processing Fees1557-02531557-0014.
1550-0056Application Filing Requirements1550-03081557-0014.
1550-0059Capital DistributionsNew Collection to be Added that is identical to that Transferred to the FRBNew Collection to be Added that is identical to that Transferred to the FRB.
1550-0062Minimum Security Devices and Procedures1557-02591557-0180.
1550-0066Voluntary Dissolution1557-02711557-0014.
1550-0077Operating Subsidiary1557-02751557-0014.
1550-0078Lending and Investment1557-02781557-0190.
1550-0081Release of Non-Public Information1557-02791557-0200.
1550-0087Annual Thrift Satisfaction Survey1557-02801557-0014.
1550-0088Loans in Areas Having Special Flood Hazards1557-02811557-0202.
1550-0094Financial Management Policies-Interest Rate Risk1557-02991557-0299.
1550-0095Electronic Operations1557-03011557-0301.
1550-0096Minority Thrift Certification FormDiscontinuedDiscontinued.
1550-0103Privacy of Consumer Financial Information1557-03021557-0216.
1550-0104Interagency Guidance on Asset Securitization Activities1557-03031557-0217.
1550-0105CRA Sunshine1557-02841557-0219.
1550-0106Consumer Protection for Depository Institution Sales of Insurance1557-02831557-0220.
1550-0109Recordkeeping and Confirmation Requirements for Securities Transactions1557-03041557-0142.
1550-0110Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice1557-02951557-0227.
1550-0111Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities1557-03001557-0229.
1550-0112Fair Credit Reporting Affiliate Marketing Regulations1557-02971557-0230.
1550-0113Identity Theft Red Flags and Address Discrepancies under the Fair and Accurate Credit Transactions Act of 20031557-03051557-0237.
1550-0115Risk-Based Capital Standards: Advanced Capital Adequacy Framework1557-02881557-0234.
1550-0118Transfer Agency Registration and Amendment Form1557-02981557-0124.
1550-0119Procedures to Enhance the Accuracy and Integrity of Information Furnished to Consumer Reporting Agencies under Section 312 of the FACTA1557-02961557-0238.
1550-0120Advanced Capital Adequacy Framework Regulatory Reporting Requirements1557-02941557-0239.
1550-0121Survey of Information Sharing Practices with AffiliatesDiscontinuedDiscontinued.
1550-0122Unfair or Deceptive Acts or Practices Disclosures1557-02931557-0293.
1550-0123Application and Termination Notice for Municipal Securities Dealer Principal or Representatives1557-03071557-0184.
1550-0125Supervisory Guidance: Supervisory Review of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework1557-02921557-0242.
1550-0126Consumer Complaint Form1557-02911557-0232.
1550-0127Registration of Mortgage Loan Originators1557-02901557-0243.
1550-0128Funding and Liquidity Risk Management1557-02891557-0244.
1550-0129Incentive Compensation Guidance1557-02871557-0245.
1550-0130Reverse Mortgage Products-Guidance for Managing Compliance and Reputation Risks1557-02851557-0246.

OTS Information Collections That Were Transferred to the Board

OTS control No.TitleInterim control No.Final control No.
1550-0014Mutual to Stock Conversion Application7100-03357100-0335
1550-0015Savings Associations Holding Company Application7100-03367100-0336
1550-0020Savings and Loan Holding Company Registration Statement-H-(b)107100-03377100-0337
1550-0059Capital Distribution7100-03397100-0339
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1550-0060Savings Association Holding Company Report H-(b)117100-03347100-0334
1550-0072Mutual Holding Company7100-03407100-0340
1550-0117Prohibited Service at Savings and Loan Holding Companies7100-03387100-0338
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Dated: August 17, 2011.

Michele Meyer,

Assistant Director, Legislative & Regulatory Activities Division, Office of the Comptroller of the Currency.

By order of the Board of Governors of the Federal Reserve System, under delegated authority, September 2, 2011.

Jennifer J. Johnson,

Secretary of the Board.

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1.  The interim control numbers reflect the numbers assigned when the collections were initially transferred from OTS to the OCC or Board. The final control numbers that differ from the interim control numbers reflect the existing OCC or Board collection with which the collections will ultimately be merged.

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[FR Doc. 2011-23124 Filed 9-8-11; 8:45 am]

BILLING CODE 4810-33-P; 6210-01-P