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Notice

You may be interested in this older document that published on 09/09/2011

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice

A Notice by the Securities and Exchange Commission on 09/30/2011

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Agency

Securities and Exchange Commission

Agency/Docket Numbers

Release No. 34-65395

File No. SR-MSRB-2011-12

Document Citation

76 FR 60954

Document Number

2011-25189

Document Type

Notice

Pages

60954-60955 (2 pages)

Publication Date

09/30/2011

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Agency

Securities and Exchange Commission

Agency/Docket Numbers

Release No. 34-65395

File No. SR-MSRB-2011-12

Document Citation

76 FR 60954

Document Number

2011-25189

Document Type

Notice

Pages

60954-60955 (2 pages)

Publication Date

09/30/2011

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File No. SR-MSRB-2011-12 (2 Documents)
Date		Action	Title
	09/30/2011		Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice
	09/09/2011		Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice

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Published Document: 2011-25189 (76 FR 60954)

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Securities and Exchange Commission

[Release No. 34-65395; File No. SR-MSRB-2011-12]

On August 19, 2011, the Municipal Securities Rulemaking Board (the “MSRB”) filed with the Securities and Exchange Commission (the “Commission”) a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ^[1] and Rule 19b-4 thereunder,^[2] consisting of (i) proposed MSRB Rule G-42 (on political ( printed page 60955) contributions and prohibitions on municipal advisory activities); (ii) proposed amendments that would make conforming changes to MSRB Rules G-8 (on books and records), G-9 (on preservation of records), and G-37 (on political contributions and prohibitions on municipal securities business); (iii) proposed Form G-37/G-42 and Form G-37x/G-42x; and (iv) a proposed restatement of a Rule G-37 interpretive notice issued by the MSRB in 1997. Notice of the proposed rule change was published in the Federal Register on September 9, 2011.^[3] The Commission received no comments on the proposed rule change. On September 9, 2011, the MSRB withdrew the proposed rule change (SR-MSRB-2011-12).^[4]