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Asset-Backed Securities Disclosure and Registration

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Information about this document as published in the Federal Register.

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AGENCY:

Securities and Exchange Commission.

ACTION:

Technical amendment.

SUMMARY:

This release makes technical corrections to rules that were published in the Federal Register on September 24, 2014. The Commission adopted revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities. These technical amendments are being published to reinstate language that was inadvertently removed and make other technical corrections.

DATES:

Effective February 6, 2015.

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FOR FURTHER INFORMATION CONTACT:

Kayla M. Florio, Attorney-Advisor, at (202) 551-3850; Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.

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SUPPLEMENTARY INFORMATION:

This release technical amendments to § 229.1100, § 230.190, and § 232.201 that were published in the Federal Register on September 24, 2014 (79 FR 57184).

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List of Subjects

17 CFR Part 230

  • Advertising
  • Reporting and recordkeeping requirements
  • Securities

17 CFR Parts 229 and 232

  • Reporting and recordkeeping requirements
  • Securities
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Text of Amendments

For the reasons set out in the preamble, Title 17, Chapter II, of the Code of Federal Regulations is amended as follows:

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PART 229—STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K

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1. The authority citation for part 229 continues to read as follows:

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Authority: 15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77k, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77ddd, 77eee, 77ggg, 77hhh, 777iii, 77jjj, 77nnn, 77sss, 78c, 78i, 78j, 78j-3,78 l, 78m, 78n, 78n-1, 78o, 78u-5, 78w, 78 ll, 78mm, 80a-8, 80a-9, 80a-20, 80a-29, 80a-30, 80a-31(c), 80a-37, 80a-38(a), 80a-39, 80b-11, and 7201 et seq.; and 18 U.S.C. 1350, unless otherwise noted.

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[Amended]
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2. Amend § 229.1100 in paragraph (f) by removing the reference “(§§ 229.1100 through 229.1124)” and adding in its place “(§§ 229.1100 through 229.1125)”.

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PART 230—GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933

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3. The authority citation for part 230 continues to read, in part, as follows:

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Authority: 15 U.S.C. 77b, 77b note, 77c, 77d, 77d note, 77f, 77g, 77h, 77j, 77r, 77s, 77z-3, 77sss, 78c, 78d, 78j, 78 l, 78m, 78n, 78 o, 78 o-7 note, 78t, 78w, 78 ll (d), 78mm, 80a-8, 80a-24, 80a-28, 80a-29, 80a-30, and 80a-37, and Pub. L. 112-106, sec. 201(a), 126 Stat. 313 (2012), unless otherwise noted.

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[Amended]
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4. Amend § 230.190 in paragraph (b)(5) by adding “and” after “securities;”.

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PART 232—REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS

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5. The authority citation for part 232 continues to read, in part, as follows:

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Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s(a), 77z-3, 77sss(a), 78c(b), 78 l, 78m, 78n, 78o(d), 78w(a), 78 ll, 80a-6(c), 80a-8, 80a-29, 80a-30, 80a-37, and 7201 et seq.; and 18 U.S.C. 1350.

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[Amended]
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6. Amend § 232.201 in paragraph (a) introductory text by adding “an application for an order under any section of the Investment Company Act ( 15 U.S.C. 80a-1 et seq.),” after “a Form D (239.500 of this chapter),”.

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Dated: February 3, 2015.

Brent J. Fields,

Secretary.

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[FR Doc. 2015-02425 Filed 2-5-15; 8:45 am]

BILLING CODE 8011-01-P