This PDF is the current document as it appeared on Public Inspection on 02/27/2017 at 08:45 am.
Securities and Exchange Commission.
Final rule; technical correction.
This document makes a technical correction to one of the final regulations (SEC Rel. No. 33-10238) published in the Federal Register on November 21, 2016 (81 FR 83494). Specifically, the amendments to Rule 504 of Regulation D under the Securities Act of 1933 inadvertently omitted the word “or” from the last sentence of the rule; this correction is reflected in the text of the amendments below.
This correction is effective February 28, 2017.Start Further Info
FOR FURTHER INFORMATION CONTACT:
Anthony G. Barone, Special Counsel, or Jenny Riegel, Special Counsel, Division of Corporation Finance, at (202) 551-3460.End Further Info End Preamble Start Supplemental Information
SUPPLEMENTARY INFORMATION:Start List of Subjects
List of Subjects in 17 CFR Part 230
- Reporting and recordkeeping requirements
Text of the Amendments
For the reasons set out above, title 17, chapter II of the Code of Federal Regulations is amended as follows:Start Part
PART 230—GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933End Part Start Amendment Part
1. The general authority citation for part 230 continues to read as follows:End Amendment Part
2. Amend § 230.504 by revising paragraph (b)(2) to read as follows:End Amendment Part
(b) * * *
(2) The aggregate offering price for an offering of securities under this § 230.504, as defined in § 230.501(c), shall not exceed $5,000,000, less the aggregate offering price for all securities sold within the twelve months before the start of and during the offering of securities under this § 230.504 or in violation of section 5(a) of the Securities Act.
Dated: February 22, 2017.
Brent J. Fields,
[FR Doc. 2017-03848 Filed 2-27-17; 8:45 am]
BILLING CODE 8011-01-P