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Notice

You may be interested in this older document that published on 04/26/2021

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds

A Notice by the Securities and Exchange Commission on 05/18/2021

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Securities and Exchange Commission

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Release No. 34-91871

File No. SR-NYSE-2021-20

Document Citation

86 FR 26995

Document Number

2021-10387

Document Type

Notice

Page

26995 (1 page)

Publication Date

05/18/2021

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Securities and Exchange Commission

Agency/Docket Numbers

Release No. 34-91871

File No. SR-NYSE-2021-20

Document Citation

86 FR 26995

Document Number

2021-10387

Document Type

Notice

Page

26995 (1 page)

Publication Date

05/18/2021

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File No. SR-NYSE-2021-20 (2 Documents)
Date		Action	Title
	05/18/2021		Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds
	04/26/2021		Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds

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Published Document: 2021-10387 (86 FR 26995)

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Securities and Exchange Commission

[Release No. 34-91871; File No. SR-NYSE-2021-20]

On April 9, 2021, New York Stock Exchange LLC (“NYSE”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ^[1] and Rule 19b-4 thereunder,^[2] a proposed rule change to establish limits on investments in unregistered investment vehicles by listed closed end funds. The proposed rule change was published for comment in the Federal Register on April 26, 2021.^[3] On May 6, 2021, NYSE withdrew the proposed rule change (SR-NYSE-2021-20).

May 12, 2021.

For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.^[4]

J. Matthew DeLesDernier,

Assistant Secretary.