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- Public Inspection
Did you mean the 3 documents from Securities and Exchange Commission, of type Notice, and matching of intent to repatriate?
operating in multiple jurisdictions 328 as well as the likelihood of repatriation of foreign earnings. 329 Some of the commenters who recommended the … the aggregate amount corporations would owe in U.S. taxes should they repatriate their offshore earnings. 330 In contrast, one commenter...
e.g. over $100,000 or $250,000) or on such large redemptions if advance notice is not provided. 30 The details of the redemption fee and the circumstances … with portfolio asset purchases or sales (for example, transfer taxes and repatriation costs for certain foreign securities, or...
holdings of restricted securities may have to engage in private sales on short notice to meet redemption obligations, which could result in the fund “receiving … to tender their shares pursuant to a repurchase offer to provide advance notice thereof to such funds. 148 Commenters uniformly...
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
its cash value) within seven calendar days after delivery of a redemption notice. 7 ETFs also offer investors an undivided interest in a pool … December 2014, the Financial Stability Oversight Council (“FSOC”) issued a notice seeking public comment on the potential risks to the U.S. financial...
May 22, 2013. ACTION: Notice of application under section 7(d) of the Investment Company Act of 1940 (the “Act”). SUMMARY: Summary … contract between the person and ASA and the shareholders of ASA with the intent that ASA's shareholders will be beneficiaries of and will have the status …...
June 2, 2005. Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules … will be notified of any hearing, if ordered, and will receive a copy of any notice or order issued in the matter. After June 27, 2005, the...
March 5, 2004. Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules … will be notified of any hearing, if ordered, and will receive a copy of any notice or order issued in the matter. After March 29, 2004, the...